ASSOCIATED CAPITAL GROUP, INC. (NYSE:AC) Files An 8-K Submission of Matters to a Vote of Security Holders
Item 5.07
|
Submission of Matters to a Vote of Security Holders.
|
Inc. (AC) was held on May 3, 2017. At the annual meeting: (1)
seven persons were elected to serve as directors of AC and (2)
the appointment of Deloitte Touche LLP as AC’s independent
registered public accounting firm for the year ending December
31, 2017 was ratified.
to shareholders, are the number of votes cast for or against or
withheld, and the number of abstentions and broker non-votes,
where applicable.
|
VOTES FOR
|
VOTES WITHHELD
|
BROKER NON-VOTES
|
||||||||||
|
(1) Election of Directors
|
||||||||||||
|
NOMINEE
|
||||||||||||
|
Richard L. Bready
|
188,216,710
|
41,411
|
742,382
|
|||||||||
|
Mario J. Gabelli
|
185,990,924
|
2,267,197
|
742,382
|
|||||||||
| Douglas R. Jamieson | 188,242,328 | 15,793 | 742,382 | |||||||||
|
Daniel R. Lee
|
188,043,737
|
214,384
|
742,382
|
|||||||||
|
Bruce M. Lisman
|
188,215,838
|
42,283
|
742,382
|
|||||||||
| Frederic V. Salerno | 188,228,144 | 29,977 | 742,382 | |||||||||
|
Salvatore F. Sodano
|
188,217,266
|
40,855
|
742,382
|
|
VOTES FOR
|
VOTES AGAINST
|
ABSTAINED
|
BROKER NON-VOTES
|
|||||||||||||
|
(2) Ratification of independent registered public
accounting firm |
188,993,221
|
3,324
|
3,958
|
–
|
About ASSOCIATED CAPITAL GROUP, INC. (NYSE:AC)
Associated Capital Group, Inc. is the parent operating company for the Spin-off of GAMCO Investors, Inc.’s (GAMCO’s) alternative investment management business, institutional research services operations and certain cash and other assets. The Company operates through the investment advisory and asset management business segment. The Company conducts its investment advisory business principally through Gabelli Securities, Inc. (GSI). GSI and its subsidiary, Gabelli & Partners, LLC (Gabelli & Partners), collectively serve as general partners, co-general partners or investment managers to investment funds, including limited partnerships and offshore companies (collectively, Investment Partnerships), and separate accounts. The Company primarily manages assets in equity event-driven value strategies, across a range of risk and event arbitrage portfolios. The Company operates its institutional research services operations through G.research, LLC (G.research), a subsidiary of GSI. ASSOCIATED CAPITAL GROUP, INC. (NYSE:AC) Recent Trading Information
ASSOCIATED CAPITAL GROUP, INC. (NYSE:AC) closed its last trading session down -0.55 at 33.00 with 14,075 shares trading hands.
