ASSOCIATED CAPITAL GROUP, INC. (NYSE:AC) Files An 8-K Submission of Matters to a Vote of Security Holders

ASSOCIATED CAPITAL GROUP, INC. (NYSE:AC) Files An 8-K Submission of Matters to a Vote of Security Holders

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Item 5.07

Submission of Matters to a Vote of Security Holders.
The annual meeting of shareholders of Associated Capital Group,
Inc. (AC) was held on May 3, 2017. At the annual meeting: (1)
seven persons were elected to serve as directors of AC and (2)
the appointment of Deloitte Touche LLP as AC’s independent
registered public accounting firm for the year ending December
31, 2017 was ratified.
Set forth below, with respect to each of the matters submitted
to shareholders, are the number of votes cast for or against or
withheld, and the number of abstentions and broker non-votes,
where applicable.
VOTES FOR
VOTES WITHHELD
BROKER NON-VOTES
(1) Election of Directors
NOMINEE
Richard L. Bready
188,216,710
41,411
742,382
Mario J. Gabelli
185,990,924
2,267,197
742,382
Douglas R. Jamieson 188,242,328 15,793 742,382
Daniel R. Lee
188,043,737
214,384
742,382
Bruce M. Lisman
188,215,838
42,283
742,382
Frederic V. Salerno 188,228,144 29,977 742,382
Salvatore F. Sodano
188,217,266
40,855
742,382
VOTES FOR
VOTES AGAINST
ABSTAINED
BROKER NON-VOTES
(2) Ratification of independent registered public
accounting firm
188,993,221
3,324
3,958


About ASSOCIATED CAPITAL GROUP, INC. (NYSE:AC)

Associated Capital Group, Inc. is the parent operating company for the Spin-off of GAMCO Investors, Inc.’s (GAMCO’s) alternative investment management business, institutional research services operations and certain cash and other assets. The Company operates through the investment advisory and asset management business segment. The Company conducts its investment advisory business principally through Gabelli Securities, Inc. (GSI). GSI and its subsidiary, Gabelli & Partners, LLC (Gabelli & Partners), collectively serve as general partners, co-general partners or investment managers to investment funds, including limited partnerships and offshore companies (collectively, Investment Partnerships), and separate accounts. The Company primarily manages assets in equity event-driven value strategies, across a range of risk and event arbitrage portfolios. The Company operates its institutional research services operations through G.research, LLC (G.research), a subsidiary of GSI.

ASSOCIATED CAPITAL GROUP, INC. (NYSE:AC) Recent Trading Information

ASSOCIATED CAPITAL GROUP, INC. (NYSE:AC) closed its last trading session down -0.55 at 33.00 with 14,075 shares trading hands.

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