Zosano, Inc. (NASDAQ:ZSAN) Files An 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.03. Amendments to Articles of Incorporation or Bylaws.
On December 15, 2016, Zosano, Inc. (the “Company”) filed
Articles of Amendment to its Amended Articles of Incorporation
(the “Articles of Amendment”) with the Secretary of State of
the State of Delaware effecting a name change of the Company to
J.E.M. Capital, Inc. (the “Corporate Action”). The Corporate
Action and the Amended Articles became effective on March 15,
2017, following compliance with notification requirements of the
Financial Industry Regulatory Authority.
Articles of Amendment to its Amended Articles of Incorporation
(the “Articles of Amendment”) with the Secretary of State of
the State of Delaware effecting a name change of the Company to
J.E.M. Capital, Inc. (the “Corporate Action”). The Corporate
Action and the Amended Articles became effective on March 15,
2017, following compliance with notification requirements of the
Financial Industry Regulatory Authority.
A copy of the Articles of Amendment is attached hereto as Exhibit
3.1 and incorporated by reference herein. The new CUSIP number
for the Company’s common stock is 46619V107.
3.1 and incorporated by reference herein. The new CUSIP number
for the Company’s common stock is 46619V107.
Item 5.07 Submission of Matters to a Vote of Security Holders
The disclosures set forth in Item 5.03 above are incorporated by
reference into this Item 5.07.
reference into this Item 5.07.
On November 2, 2016 (the “Record Date”), the Company obtained
written consent by the holder of the majority of the voting power
of the Company’s capital stock approving the Corporate Action.
written consent by the holder of the majority of the voting power
of the Company’s capital stock approving the Corporate Action.
Item 8.01 Other Events.
On March 14, 2017, the Financial Industry Regulatory Authority
(FINRA) approved the Corporate Action. The Company’s stock is
quoted on the OTCQB under the ticker symbol ZOSN, but beginning
March 15, 2017, the Company’s common stock will begin trading
under the symbol JEMC.
(FINRA) approved the Corporate Action. The Company’s stock is
quoted on the OTCQB under the ticker symbol ZOSN, but beginning
March 15, 2017, the Company’s common stock will begin trading
under the symbol JEMC.
Item 7.01 Regulation FD Disclosure.
The information contained in this Current Report on Form 8-K
shall not be deemed to be “filed” for purposes of Section 18 of
the Securities Exchange Act of 1934, as amended (“Exchange
Act”), or be otherwise subject to the liabilities of that
section, nor shall such information be deemed incorporated by
reference in any filing under the Securities Act of 1933, as
amended, or the Exchange Act, except as shall be expressly set
forth by specific reference in such a filing.
shall not be deemed to be “filed” for purposes of Section 18 of
the Securities Exchange Act of 1934, as amended (“Exchange
Act”), or be otherwise subject to the liabilities of that
section, nor shall such information be deemed incorporated by
reference in any filing under the Securities Act of 1933, as
amended, or the Exchange Act, except as shall be expressly set
forth by specific reference in such a filing.
Item 9.01 Financial Statement and Exhibits.
(d) Exhibits.
The following documents are filed herewith:
|
Exhibit No.
|
Description
|
|
|
Exhibit 3.1
|
Certificate of Amendment of Certificate of Incorporation
|
|
|
*
|
The copy of the Agreement filed herewith has been
redacted to remove certain confidential information. We intend to file a confidential treatment request with the Commission regarding this information. |
– 2 –
Zosano, Inc. (NASDAQ:ZSAN) Recent Trading Information
Zosano, Inc. (NASDAQ:ZSAN) closed its last trading session at with 1,313,607 shares trading hands.
