XOMA CORPORATION (NASDAQ:XOMA) Files An 8-K Other Events

XOMA CORPORATION (NASDAQ:XOMA) Files An 8-K Other Events
Item 8.01. Other Events.

On December 2, 2019, XOMA Corporation (the “Company”), issued a press release announcing the commencement of a rights offering to stockholders (the “Rights Offering”). A copy of the press release is filed as Exhibit 99.8 hereto. In connection with the Rights Offering, the Company is filing items included as Exhibits 99.1 through 99.8 to this Current Report on Form 8-K for the purpose of incorporating such items as exhibits to the Company’s Registration Statement on Form S-3 (Registration No. 333-223493), of which the prospectus supplement dated December 2, 2019 relating to the Rights Offering is a part. The Company expects to utilize the net proceeds of the Rights Offering to acquire additional potential royalty and milestone revenue streams, for working capital and other general corporate purposes.

Item 9.01. Financial Statements and Exhibits.

The following are filed as exhibits to this Current Report on Form 8-K:

99.1 – Form of Instructions as to use of Rights Certificates.

99.2 – Form of Letter to Stockholders who are Record Holders.

99.3 – Form of Letter to Stockholders who are Beneficial Holders.

99.4 – Form of Letter to Clients of Stockholders who are Beneficial Holders.

99.5 – Beneficial Owner Election.

99.6 – Form of Nominee Holder Certification.

99.7 – Form of Subscription Rights Certificate.

99.8 – Press release dated December 2, 2019.

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XOMA Corp Exhibit
EX-99.1 2 d838010dex991.htm EX-99.1 EX-99.1 Exhibit 99.1 FORM OF INSTRUCTIONS AS TO USE OF XOMA CORPORATION SUBSCRIPTION RIGHTS CERTIFICATES CONSULT THE INFORMATION AGENT,…
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