UNITED TECHNOLOGIES CORPORATION (NYSE:UTX) Files An 8-K Other Events

UNITED TECHNOLOGIES CORPORATION (NYSE:UTX) Files An 8-K Other Events
Item 8.01. Other Events.

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On May18, 2018, United Technologies Corporation (the “Company”) issued €750,000,000 aggregate principal amount of 1.150% senior notes due 2024, €500,000,000 aggregate principal amount of 2.150% senior notes maturing 2030 and €750,000,000 aggregate principal amount of senior floating rate notes maturing 2020 (the “Notes”).

The Notes were registered under the Securities Act of 1933, as amended (the “Act”), to the Company’s Registration Statement on Form S-3ASR (File No.333-211035) (the “Registration Statement”) filed on April29, 2016. On May16, 2018, the Company filed with the SEC a Prospectus Supplement dated May14, 2018 (the “Prospectus Supplement”) containing the final terms of the Notes to Rule 424(b)(2) of the Act.

In connection with the offer and sale of the Notes, the Company entered into an Underwriting Agreement, dated May14, 2018 (the “Underwriting Agreement”), and a Pricing Agreement, dated May14, 2018 (the “Pricing Agreement”), each among the Company and the several underwriters named on the pages thereto. A form of the Underwriting Agreement is included as Exhibit 1 to the Registration Statement. The Notes were issued under the Amended and Restated Indenture, dated as of May1, 2001 (the “Indenture”), between the Company and The Bank of New York Mellon Trust Company, N.A., as trustee. The Indenture and a form of the Notes are included as Exhibits 4(a) and 4(b) to the Registration Statement.

The Company expects to use the net proceeds received from the issuance of the Notes for general corporate purposes.

For the relevant terms and conditions of the Underwriting Agreement, Pricing Agreement and the Notes, please refer to the Prospectus Supplement.

This report is not intended to and does not constitute an offer to sell or the solicitation of an offer to subscribe for or buy or an invitation to purchase or subscribe for any securities or the solicitation of any vote in any jurisdiction, nor shall there be any sale, issuance or transfer of securities in any jurisdiction in contravention of applicable law. No offer of securities shall be made except by means of a prospectus meeting the requirements of Section10 of the Act.

Item 8.01. Financial Statements and Exhibits.

(d) Exhibits

5.1 Opinion of Wachtell, Lipton, Rosen& Katz, dated May18, 2018 with respect to the Notes
5.2 Consent of Wachtell, Lipton, Rosen& Katz, dated May18, 2018 (included in Exhibit 5.1), with respect to the Notes

EXHIBIT INDEX

5.1 Opinion of Wachtell, Lipton, Rosen& Katz, dated May18, 2018, with respect to the Notes
5.2 Consent of Wachtell, Lipton, Rosen& Katz, dated May18, 2018 (included in Exhibit 5.1), with respect to the Notes


UNITED TECHNOLOGIES CORP /DE/ Exhibit
EX-5.1 2 d530615dex51.htm EX-5.1 EX-5.1 Exhibit 5.1 [Letterhead of Wachtell,…
To view the full exhibit click here

About UNITED TECHNOLOGIES CORPORATION (NYSE:UTX)

United Technologies Corporation is engaged in providing high technology products and services to the building systems and aerospace industries around the world. The Company operates through four segments: Otis; UTC Climate, Controls & Security; Pratt & Whitney, and UTC Aerospace Systems. Its Otis segment designs, manufactures, sells and installs a range of passenger and freight elevators, as well as a line of escalators and moving walkways. Its UTC Climate, Controls & Security segment, is the provider of heating, ventilating, air conditioning (HVAC) and refrigeration solutions. The Company’s Pratt & Whitney segment supplies aircraft engines for the commercial, military, business jet and general aviation markets. Its UTC Aerospace Systems segment is a provider of aerospace products and aftermarket service solutions.

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