GOLDEN MINERALS COMPANY (TSE:AUM) Files An 8-K Other Events

ME Staff 8-k
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GOLDEN MINERALS COMPANY (TSE:AUM) Files An 8-K Other Events
Item 8.01 Other Events.

On December20, 2016, Golden Minerals Company (the “Company”) entered into an At the Market Offering Agreement (the “Sales Agreement”) with H.C. Wainwright& Co., LLC (“Wainwright”), under which the Company may, from time to time, issue and sell shares of the Company’s common stock, $0.01 par value per share, on the NYSE American, or on any other existing United States trading market for its common stock, through Wainwright as sales manager for aggregate sales proceeds of up to $5,000,000 (the“ATM Offering”). A copy of the Sales Agreement was filed with the Securities and Exchange Commission (the “SEC”) on a Current Report on Form8-K on December20, 2016.

On September14, 2017, the Company filed with the SEC a new shelf registration statement (the“New Shelf Registration Statement”) on FormS-3 (No.333-220461), which replaced the existing shelf registration statement on FormS-3 (No.333-199026) filed with the SEC on September30, 2014, as amended on October24, 2014, and declared effective on November5, 2014. On September28, 2017, the New Shelf Registration Statement was declared effective. On September29, 2017, the Company filed a new prospectus supplement (the “Prospectus Supplement”) with the SEC in connection with the ATM Offering. As of the date of the Prospectus Supplement, we may offer and sell the remaining balance of common stock having a maximum aggregate sales price of up to $4,280,000.

The legal opinion of Davis Graham& Stubbs LLP relating to the common shares being offered to the Sales Agreement and Prospectus Supplement is filed as Exhibit5.1 to this Current Report on Form8-K.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

ExhibitNo.

Description

5.1

Opinion of Davis Graham& Stubbs LLP

23.1

Consent of Davis Graham& Stubbs LLP (included in Exhibit5.1)


Golden Minerals Co Exhibit
EX-5.1 2 a17-21985_5ex5d1.htm EX-5.1 Exhibit 5.1     September 29,…
To view the full exhibit click here

About GOLDEN MINERALS COMPANY (TSE:AUM)

Golden Minerals Company is a mining company. The Company owns the Velardena and Chicago precious metals mining properties and associated oxide and sulfide processing plants (the Velardena Properties) in the State of Durango, Mexico, the El Quevar advanced exploration property in the province of Salta, Argentina, and a diversified portfolio of precious metals and other mineral exploration properties located primarily in Mexico. Its two segments include its Velardena Properties in Mexico and non-revenue producing activities, including exploration, construction and general and administrative activities. It focuses on evaluating and searching for mining opportunities in North America (including Mexico) with high precious metal grades with near term prospects of mining, and particularly properties within haulage distances of its Velardena Properties, which may include the Santa Maria Mine, the Santa Rosa vein or the Rodeo property.