WELLS FARGO & COMPANY (NYSE:WFC) Files An 8-K Financial Statements and ExhibitsItem 9.01.
Exhibits are filed herewith in connection with the Registration Statement on FormS-3 (File No.333-221324) filed by Wells Fargo&Company with the Securities and Exchange Commission.
On December 7, 2018, Wells Fargo&Company issued the following Medium-Term Notes, Series S: (i) Principal at Risk Securities Linked to the Energy Select Sector SPDR® Fund due December 7, 2021; (ii) Notes Linked to a Basket of One Index and Five ETFs due December 5, 2023; (iii) STEP Income Securities® Linked to the Common Stock of Apple Inc.; (iv) Principal at Risk Securities Linked to an ETF Basket due December 7, 2023; and (v) Principal at Risk Securities Linked to the S&P 500® Index due March 8, 2021 (collectively, the “Notes”).
The purpose of this Current Report is to file with the Securities and Exchange Commission the form of Note related to each issuance and the opinion of Faegre Baker Daniels LLP regarding the Notes.
(d)Exhibits
| Exhibit No. | Description | Location |
| 4.1 |
Form of Medium-Term Notes, Series S, Principal at Risk Securities Linked to the Energy Select Sector SPDR® Fund due December 7, 2021. |
Filed herewith |
| 4.2 |
Form of Medium-Term Notes, Series S, Notes Linked to a Basket of One Index and Five ETFs due December 5, 2023. |
Filed herewith |
| 4.3 |
Form of Medium-Term Notes, Series S, STEP Income Securities® Linked to the Common Stock of Apple Inc. |
Filed herewith |
| 4.4 |
Form of Medium-Term Notes, Series S, Principal at Risk Securities Linked to an ETF Basket due December 7, 2023. |
Filed herewith |
| 4.5 |
Form of Medium-Term Notes, Series S, Principal at Risk Securities Linked to the S&P 500® Index due March 8, 2021. |
Filed herewith |
| 5.1 |
Opinion of Faegre Baker Daniels LLP regarding the Notes. |
Filed herewith |
| 23.1 |
Consent of Faegre Baker Daniels LLP. |
Included as part of Exhibit5.1 |
WELLS FARGO & COMPANY/MN ExhibitEX-4.1 2 ex4-1.htm FORM OF MEDIUM-TERM NOTES,…To view the full exhibit click here
About WELLS FARGO & COMPANY (NYSE:WFC)
Wells Fargo & Company is a bank holding company. The Company is a financial services company, which offers banking, insurance, trust and investments, mortgage banking, investment banking, retail banking, brokerage, and consumer and commercial finance. It has three operating segments: Community Banking, Wholesale Banking, and Wealth and Investment Management. Its Community Banking segment offers financial products and services for consumers and small businesses, including checking and savings accounts, credit and debit cards, and auto, student and small business lending. Its Wholesale Banking segment provides financial solutions to businesses across the United States and globally. Its Wealth and Investment Management segment provides a range of personalized wealth management, investment, and retirement products and services to clients across the United States-based businesses. It operates through over 8,700 locations and approximately 13,000 automated teller machines.
