TD Ameritrade Holding Corporation (NASDAQ:AMTD) Files An 8-K Submission of Matters to a Vote of Security Holders
Item 5.07 Submission of Matters to a Vote of Security Holders.
Annual Meeting of Stockholders, where stockholders voted on four
proposals. The proposals are described in detail in TD
Ameritrades Proxy Statement. Of the 527,542,678 common shares
outstanding and entitled to vote at the Annual Meeting,
514,775,165 common shares (or 97.58%), constituting a quorum,
were represented in person or by proxy at the Annual Meeting.
the board of directors to serve for three-year terms until the
2020 Annual Meeting of Stockholders. The votes for this proposal
were:
|
Number of Shares Voted For
|
Number of Shares Withheld
|
Broker Non-votes
|
|
|
Lorenzo A. Bettino
|
493,831,216
|
835,782
|
20,108,167
|
|
V. Ann Hailey
|
435,306,574
|
59,360,424
|
20,108,167
|
|
Joseph H. Moglia
|
491,945,340
|
2,721,658
|
20,108,167
|
|
Wilbur J. Prezzano
|
491,678,363
|
2,988,635
|
20,108,167
|
compensation of TD Ameritrades named executive officers as
disclosed in the Proxy Statement. The votes on this proposal
were:
|
For
|
Against
|
Abstain
|
Broker Non-votes
|
|
472,385,763
|
5,553,104
|
16,728,131
|
20,108,167
|
an advisory vote on executive compensation. The votes on this
proposal were:
|
One Year
|
Two Years
|
Three Years
|
Abstain
|
|
479,455,168
|
2,237,435
|
12,801,121
|
173,274
|
recommendation of the board of directors, the board of directors
has determined to hold an advisory vote on executive compensation
every year until the next required advisory vote on the frequency
of future advisory votes on executive compensation.
Young LLP as TD Ameritrades independent registered public
accounting firm for the fiscal year ending September 30, 2017.
The votes on this proposal were:
|
For
|
Against
|
Abstain
|
|
513,331,065
|
1,255,540
|
188,560
|
About TD Ameritrade Holding Corporation (NASDAQ:AMTD)
TD Ameritrade Holding Corporation is a provider of securities brokerage services and related technology-based financial services. The Company provides its services to retail investors, traders and independent registered investment advisors (RIAs). The Company provides its services through the Internet, a national branch network and relationships with RIAs. The Company’s products and services include common and preferred stock, exchange-traded funds, options, futures, foreign exchange, mutual funds, fixed income, new and secondary issue securities, margin lending, cash management services and annuities. The Company uses its platform to offer brokerage services to retail investors and investment advisors. In addition, it also offers various products and services to retail clients, such as touch-tone trading, trading over the Internet, real-time quotes, extended trading hours and direct access to market destinations. TD Ameritrade Holding Corporation (NASDAQ:AMTD) Recent Trading Information
TD Ameritrade Holding Corporation (NASDAQ:AMTD) closed its last trading session down -0.07 at 43.41 with 1,992,382 shares trading hands.
