TD Ameritrade Holding Corporation (NASDAQ:AMTD) Files An 8-K Submission of Matters to a Vote of Security Holders

ME Staff 8-k

8 years ago

TD Ameritrade Holding Corporation (NASDAQ:AMTD) Files An 8-K Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders.

On February 17, 2017, TD Ameritrade Holding Corporation held its
Annual Meeting of Stockholders, where stockholders voted on four
proposals. The proposals are described in detail in TD
Ameritrades Proxy Statement. Of the 527,542,678 common shares
outstanding and entitled to vote at the Annual Meeting,
514,775,165 common shares (or 97.58%), constituting a quorum,
were represented in person or by proxy at the Annual Meeting.

The final voting results on each proposal are set forth below.

Proposal 1. The stockholders elected four Class III directors to
the board of directors to serve for three-year terms until the
2020 Annual Meeting of Stockholders. The votes for this proposal
were:



	Number of Shares Voted For	Number of Shares Withheld	Broker Non-votes
Lorenzo A. Bettino	493,831,216	835,782	20,108,167
V. Ann Hailey	435,306,574	59,360,424	20,108,167
Joseph H. Moglia	491,945,340	2,721,658	20,108,167
Wilbur J. Prezzano	491,678,363	2,988,635	20,108,167

Proposal 2. The stockholders approved, on an advisory basis, the
compensation of TD Ameritrades named executive officers as
disclosed in the Proxy Statement. The votes on this proposal
were:



For	Against	Abstain	Broker Non-votes
472,385,763	5,553,104	16,728,131	20,108,167

Proposal 3. The stockholders recommended the frequency of holding
an advisory vote on executive compensation. The votes on this
proposal were:



One Year	Two Years	Three Years	Abstain
479,455,168	2,237,435	12,801,121	173,274

Based on the results of the vote, and consistent with the
recommendation of the board of directors, the board of directors
has determined to hold an advisory vote on executive compensation
every year until the next required advisory vote on the frequency
of future advisory votes on executive compensation.

Proposal 4. The stockholders ratified the appointment of Ernst
Young LLP as TD Ameritrades independent registered public
accounting firm for the fiscal year ending September 30, 2017.
The votes on this proposal were:



For	Against	Abstain
513,331,065	1,255,540	188,560

About TD Ameritrade Holding Corporation (NASDAQ:AMTD)
TD Ameritrade Holding Corporation is a provider of securities brokerage services and related technology-based financial services. The Company provides its services to retail investors, traders and independent registered investment advisors (RIAs). The Company provides its services through the Internet, a national branch network and relationships with RIAs. The Company’s products and services include common and preferred stock, exchange-traded funds, options, futures, foreign exchange, mutual funds, fixed income, new and secondary issue securities, margin lending, cash management services and annuities. The Company uses its platform to offer brokerage services to retail investors and investment advisors. In addition, it also offers various products and services to retail clients, such as touch-tone trading, trading over the Internet, real-time quotes, extended trading hours and direct access to market destinations. TD Ameritrade Holding Corporation (NASDAQ:AMTD) Recent Trading Information
TD Ameritrade Holding Corporation (NASDAQ:AMTD) closed its last trading session down -0.07 at 43.41 with 1,992,382 shares trading hands.