TCP CAPITAL CORP. (NASDAQ:TCPC) Files An 8-K Results of Operations and Financial Condition

TCP CAPITAL CORP. (NASDAQ:TCPC) Files An 8-K Results of Operations and Financial Condition
Item 2.02. Results of Operations and Financial Condition.

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On November 7, 2017, the registrant issued a press release announcing its financial results for the third quarter ended September 30, 2017. The text of the press release is included as Exhibit99.1 to this Form8-K.

The information disclosed under this Item 2.02, including Exhibit99.1 hereto, is being furnished and shall not be deemed “filed” for purposes of Section18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.

Item 7.01 Regulation FD Disclosure.

On November 7, 2017, the registrant issued a press release, included herewith as Exhibit 99.1, announcing the declaration of a fourth quarter dividend of $0.36 per share payable on December 29, 2017 to shareholders of record as of December 15, 2017.

The information disclosed under this Item 7.01, including Exhibit99.1, is being furnished and shall not be deemed “filed” for purposes of Section18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.

Item 9.01 Financial Statements and Exhibits.

(d)Exhibits:

ExhibitNumber

Description

99.1

Press Release, dated as of November 7, 2017.


TCP Capital Corp. Exhibit
EX-99.1 2 tcpcq32017ex991.htm EXHIBIT 99.1 Exhibit Exhibit 99.1    TCP CAPITAL CORP. ANNOUNCES THIRD QUARTER 2017 FINANCIAL RESULTS INCLUDINGNET INVESTMENT INCOME OF $0.38 PER SHARE; FOURTH QUARTER DIVIDEND OF $0.36 PER SHARESANTA MONICA,…
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About TCP CAPITAL CORP. (NASDAQ:TCPC)

TCP Capital Corp. is a closed-end, non-diversified management investment company. The Company’s investment objective is to achieve high total returns through current income and capital appreciation, with an emphasis on principal protection. The Company invests in debt securities of middle-market companies. The Company holds interests in Special Value Continuation Partners, LP. The Company receives contractual interest payments on debt investments and originations, and equity appreciation through options, warrants, conversion rights or direct equity investments. The Company has various types of investment assets, such as equity, senior secured debt, and mezzanine/junior. Its portfolio includes its investments in various industries, such as software publishing; computer systems design and related services; business support services; insurance carriers; radio and television broadcasting; air transportation, and hospitals. Its investment advisor is Tennenbaum Capital Partners, LLC.

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