SIEBERT FINANCIAL CORP. (NASDAQ:SIEB) Files An 8-K Submission of Matters to a Vote of Security Holders

SIEBERT FINANCIAL CORP. (NASDAQ:SIEB) Files An 8-K Submission of Matters to a Vote of Security Holders

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Item 5.07 Submission of Matters to a Vote of Security Holders.

Siebert Financial Corp. (the Company) held its Annual Meeting of
Shareholders (the 2017 Annual Meeting) on June 23, 2017. At the
2017 Annual Meeting, the following proposal was submitted by the
Companys Board of Directors to a vote of the Companys
shareholders and the final results of the voting on the proposal
are noted below.

Proposal No. 1 – The election of the persons named below as
directors to hold office until the Companys annual meeting of
stockholders to be held in 2018 and until his or her successor is
duly elected and qualified or until his or her earlier
resignation or removal.

Name For Nominee Authority Withheld From Nominee Broker Non-Votes
Gloria E. Gebbia 20,721,233 17,310
Charles Zabatta 20,721,233 17,310
Francis V. Cuttita 20,721,233 17,310
Andrew H. Reich 20,723,233 15,310
Jerry M. Schneider 20,723,233 15,310


Siebert Financial Corp. is a holding company that conducts retail discount brokerage business through its subsidiary, Muriel Siebert & Co., Inc. (Siebert). The Company’s Siebert’s principal activity is providing online and traditional brokerage and related services to retail investors. It is also an investment advisor through a subsidiary, Siebert Investment Advisors, Inc. (SIA). SIA offers advice to clients regarding asset allocation and the selection of investments. A subsidiary, Siebert’s Women’s Financial Network Inc. (WFN), is engaged in providing products, services and information devoted to women’s financial needs. Siebert develops and maintains its retail customer base through printed advertising in financial publications, Internet advertising and social media. The Retail Division includes discount brokerage and related services, independent retail execution services, retail customer service, retirement accounts, customer financing, and information and communications systems.

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