Santander Holdings USA, Inc. (NYSE:SOV-C) Files An 8-K Regulation FD Disclosure

Santander Holdings USA, Inc. (NYSE:SOV-C) Files An 8-K Regulation FD Disclosure
Item 7.01 Regulation FD Disclosure

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On December11, 2017, Santander Holdings USA, Inc. (the “Company”) issued a press release announcing a proposed private offering by the Company of senior unsecured notes.

A copy of the press release is attached hereto as Exhibit 99.1 and incorporated by reference herein.

The Company recently consummated a private placement in which it sold $302,642,000 aggregate principal amount of Senior Floating Rate Notes due 2020. The Company also recently sold £85,770,000 aggregate principal amount of Senior Floating Rate Notes due 2020 in a private placement, which is expected to close on December15, 2017. The Company may from time to time launch and consummate additional private placement transactions exempt from the registration requirements of the Securities Act of 1933, as amended, and the regulations promulgated by the U.S. Securities and Exchange Commission thereunder.

Item 7.01. Financial Statements and Exhibits

(d) Exhibits

Exhibit No.

Exhibit Description

99.1 Press release issued December 11, 2017

Cautionary Statement Regarding Forward-Looking Statements

This communication contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Any statements about our expectations, beliefs, plans, or future events are not historical facts and may be forward-looking. Such statements include, but are not limited to, the Company’s statements regarding the Notes offering. These statements are often, but not always, made through the use of words or phrases such as “anticipates,” “believes,” “can,” “could,” “may,” “predicts,” “potential,” “should,” “will,” “looking forward,” “would,” “hopes,” “assumes,” “estimates,” “plans,” “projects,” “continuing,” “ongoing,” “expects,” “intends,” and similar words or phrases. Although we believe that the expectations reflected in these forward-looking statements are reasonable as of the date on which the statements are made, these statements are not guarantees of future performance and involve risks and uncertainties that are subject to change based on various important factors and assumptions, some of which are beyond our control. For additional discussion of these risks, refer to the section entitled “Risk Factors” and elsewhere in our Annual Report on Form 10-K we file with the Securities and Exchange Commission (the “SEC”). Among the factors that could cause actual results to differ from those reflected in forward-looking statements include, without limitation, the risks and uncertainties described in the Company’s filings with the SEC. New risks and uncertainties emerge from time to time, and it is not possible for the Company to predict all risks and uncertainties that could have an impact on the forward-looking statements contained in this communication. In light of the significant uncertainties inherent in the forward-looking information included herein, the inclusion of such information should not be regarded as a representation by the Company or any other person that the Company’s expectations, objectives or plans will be achieved in the timeframe anticipated or at all. Investors are cautioned not to place undue reliance on the Company’s forward-looking statements, and the Company undertakes no obligation to publicly update or revise any forward-looking statements, whether as a result of new information, future events or otherwise, except as required by law. Any forward-looking statements only speak as of the date of this document, and we undertake no obligation to update any forward-looking information or statements, whether written or oral, to reflect any change, except as required by law. All forward-looking statements attributable to us are expressly qualified by these cautionary statements.


Exhibit Number


99.1 Press release issued December11, 2017

Santander Holdings USA, Inc. Exhibit
EX-99.1 2 d493065dex991.htm EX-99.1 EX-99.1 Exhibit 99.1       Press Release   SANTANDER HOLDINGS USA,…
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