Prospect Capital Corporation (NASDAQ:PSEC) Files An 8-K Results of Operations and Financial Condition

Prospect Capital Corporation (NASDAQ:PSEC) Files An 8-K Results of Operations and Financial Condition
Item 2.02. Results of Operations and Financial Condition.

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On August 28, 2018, the registrant issued a press release announcing its financial results for its fiscal year ended June 30, 2018. The text of the press release is included as Exhibit 99.1 to this Form 8-K.

The information disclosed under this Item 2.02, including Exhibit 99.1 hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.

Item 2.02. Regulation FD Disclosure.

On August 28, 2018, the registrant issued a press release, included herewith as Exhibit 99.1, and by this reference incorporated herein, announcing the declaration of monthly cash distributions to shareholders in the following amounts and with the following record and payment dates:

$0.06 per share for September 2018 to September 28, 2018 record holders with October 18, 2018 payment date; and

$0.06 per share for October 2018 to October 31, 2018 record holders with November 21, 2018 payment date.

The information disclosed under this Item 2.02, including Exhibit 99.1 hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.

Item 2.02. Financial Statements and Exhibits

(d) Exhibits

99.1

Press Release, dated August 28, 2018


PROSPECT CAPITAL CORP Exhibit
EX-99.1 2 a9912018-08x28xpsec10xk201.htm EXHIBIT 99.1 Exhibit Exhibit 99.1Prospect Capital Reports June 2018 Annual Results and Declares Additional Monthly DistributionsNEW YORK – (GLOBE NEWSWIRE) – August 28,…
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About Prospect Capital Corporation (NASDAQ:PSEC)

Prospect Capital Corporation is a financial services company. The Company primarily lends to and invests in middle market privately held companies. The Company is a closed-end investment company. Its investment objective is to generate both current income and long-term capital appreciation through debt and equity investments. The Company invests primarily in senior and subordinated debt and equity of private companies in need of capital for acquisitions, divestitures, growth, development, recapitalizations and other purposes. The Company makes investments, including lending in private equity sponsored transactions, lending directly to companies not owned by private equity firms, control investments in corporate operating companies, control investments in financial companies, investments in structured credit, real estate investments, investments in syndicated debt, aircraft leasing and online lending. The Company is managed by its investment advisor, Prospect Capital Management L.P.

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