Oppenheimer Holdings Inc. (NYSE:OPY) Files An 8-K Other Events

Oppenheimer Holdings Inc. (NYSE:OPY) Files An 8-K Other Events
Item 8.01 Other Events.

On September15, 2017, Oppenheimer Holdings Inc. announced that it had extended its offer to exchange any and all outstanding unregistered 6.75% Senior Secured Notes due 2022 for up to $200,000,000 in aggregate principal amount of its 6.75% Senior Secured Notes due 2020 that have been registered under the Securities Act of 1933, as amended, to 5:00 p.m., New York City time, on Monday, September18, 2017, unless further extended.

AcopyoftheannouncementisattachedasExhibit99.1heretoandincorporatedhereinbyreference

Item 9.01 Financial Statements and Exhibits.

(d)Exhibits

ExhibitNumber

Exhibit

99.1

Announcement dated September15, 2017.


OPPENHEIMER HOLDINGS INC Exhibit
EX-99.1 2 a17-19034_3ex99d1.htm EX-99.1 Exhibit 99.1   OPPENHEIMER HOLDINGS INC. EXTENDS EXCHANGE OFFER   September 15,…
To view the full exhibit click here

About Oppenheimer Holdings Inc. (NYSE:OPY)

Oppenheimer Holdings Inc. is a middle-market investment bank and service broker-dealer. The Company is engaged in a range of activities in the securities industry, including retail securities brokerage, institutional sales and trading, investment banking, research, market-making, trust services, and investment advisory and asset management services. Its segments are Private Client, which provides financial services in the United States; Asset Management, which offers investment advisory services to its retail and institutional clients; Capital Markets, includes investment banking, institutional equities sales, trading, and research, taxable fixed income sales, trading, and research, public finance and municipal trading; Commercial Mortgage Banking, engaged in the business of originating and servicing Federal Housing Administration insured multifamily and healthcare facility loans and securitizing these loans into Government National Mortgage Association mortgage-backed securities.

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