Oaktree Capital Group, LLC (NYSE:OAK) Files An 8-K Financial Statements and Exhibits

Oaktree Capital Group, LLC (NYSE:OAK) Files An 8-K Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits.

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ExhibitNo.

Description

4.1 Note and Guaranty Agreement, dated as of November 16, 2017, by and among Oaktree Capital Management, L.P., Oaktree Capital I, L.P., Oaktree Capital II, L.P., Oaktree AIF Investments, L.P. and each of the purchasers party thereto.
4.2 Form of 3.78% Senior Notes due December18, 2032.
99.1 Press release of Oaktree Capital Group, LLC, dated November 16, 2017.


Oaktree Capital Group, LLC Exhibit
EX-4.1 2 d496549dex41.htm EX-4.1 EX-4.1 Exhibit 4.1 EXECUTION VERSION       OAKTREE CAPITAL MANAGEMENT,…
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About Oaktree Capital Group, LLC (NYSE:OAK)

Oaktree Capital Group, LLC (Oaktree) is a global investment manager specializing in alternative investments. The Company manages investments in a range of strategies within approximately six asset classes, which include corporate debt, convertible securities, distressed debt, control investing, real estate and listed equities. Its business consists of its investment management segment, which consists of the investment management services that it provides to its clients. Oaktree Capital Group Holdings GP, LLC acts as the Company’s manager and is the general partner of Oaktree Capital Group Holdings, L.P. (OCGH), which owns approximately 100% of the Company’s outstanding Class B units. OCGH is owned by the OCGH unitholders. The Company’s operations are conducted through a group of operating entities collectively referred to as the Oaktree Operating Group. The Funds managed by Oaktree include commingled funds, separate accounts and collateralized loan obligation vehicles (CLOs).

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