NewStar Financial, Inc. (NASDAQ:NEWS) Files An 8-K Results of Operations and Financial Condition

NewStar Financial, Inc. (NASDAQ:NEWS) Files An 8-K Results of Operations and Financial Condition
Item 8.01 Results of Operations and Financial Condition.

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On November 1, 2017, NewStar Financial, Inc. issued a press release announcing results for the third quarter ended September 30, 2017. The press release is furnished herewith as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference.

Item 8.01 Other Events.

On November 1, 2017, NewStar Financial, Inc. issued a press release announcing results for the third quarter ended September 30, 2017, which may be deemed to be soliciting material to Rule 14a-12 under the Exchange Act. Solely to the extent that it relates to this Item 8.01, the full text of the press release issued by NewStar Financial, Inc. is filed as Exhibit 99.1 to this Current Report on Form 8-K.

Item 8.01 Financial Statements and Exhibits.


NewStar Financial, Inc. Exhibit
EX-99.1 2 news-ex991_6.htm EX-99.1 news-ex991_6.htm   Exhibit 99.1 FOR IMMEDIATE RELEASE     NewStar Reports Net Income of $4.6 Million,…
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About NewStar Financial, Inc. (NASDAQ:NEWS)

NewStar Financial, Inc. (NewStar) is a commercial finance company with specialized lending platforms focused on meeting the financing needs of companies and private investors in the middle market. The Company and its wholly owned investment management subsidiary, NewStar Capital LLC, are registered investment advisors and provide asset management services to institutional investors. The Company manages various private credit funds that co-invest in loan origination through its leveraged finance lending platform. Through its wholly owned subsidiary, the Company also manages a series of funds structured as collateralized loan obligations (CLOs) that invest primarily in broadly syndicated loans, as well as other sponsored funds and managed accounts that invest across various asset classes, including broadly syndicated loans, high yield bonds and distressed credits. The Company’s loan portfolio includes loans, leases and other debt products.

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