New Mountain Finance Corporation (NYSE:NMFC) Files An 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
On September 1, 2020, acting to authorization from New Mountain Finance Corporation’s (the “Company”) board of directors (the “Board”), the Company notified the New York Stock Exchange (the “NYSE”) of its intention to voluntarily withdraw the principal listing of its common stock, par value $0.01 per share (the “Common Stock”), and its 5.75% Notes due 2023 (the “Notes”) from the NYSE and transfer the listings to the Nasdaq Global Select Market (the “NASDAQ”) effective September 11, 2020. The Company has completed the NASDAQ application process and has been authorized to transfer the listings of the Common Stock and the Notes to the NASDAQ. The Company expects the Common Stock and the Notes to begin trading on the NASDAQ under the ticker symbols “NMFC” and “NMFCL”, respectively, on September 14, 2020. Until that time, the Common Stock and the Notes will continue to trade on the NYSE.