In connection with the July 26, 2019 takedown, by a Rule 424(b)(5) prospectus of Interactive Brokers Group, Inc. (the \”Company\”), of 21,075 shares of the Company\’s common stock from its shelf Registration Statement on Form S-3 (Registration Statement No. 333-219552) (the \”Registration Statement\”) filed with the SEC on July 28, 2017, the legal opinion letter of Dechert LLP, counsel to the Company, regarding the validity of the Shares is filed as Exhibit 5.3 to this Current Report on Form 8-K. The legal opinion letter is also hereby incorporated by reference into the Registration Statement, as Exhibit 5.3 thereto.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits
(*) Filed herewith.
Interactive Brokers Group, Inc. Exhibit
EX-5.3 2 ibkr-8k_20190726do.htm DECHERT OPINION EXHIBIT 5.3 July 26,…
To view the full exhibit click here

Story continues below


Interactive Brokers Group, Inc. (IBG, Inc.) is a holding company. The Company is an automated global electronic broker and market maker specializing in routing orders, and executing and processing trades in securities, futures, foreign exchange instruments, bonds and mutual funds on over 100 electronic exchanges and trading venues around the world. It operates in two segments: electronic brokerage and market making. Its primary assets are its membership interests of IBG LLC (the Group), the holding company for its businesses. The Company is the sole managing member of IBG LLC. As a direct market access broker, the Company serves the customers of both traditional brokers and prime brokers. It provides its customers with order management, trade execution and portfolio management platform. As a market maker, it provides continuous bid and offer quotations on over one million securities and futures products listed on electronic exchanges around the world.

An ad to help with our costs