GSV CAPITAL CORP. (NASDAQ:GSVC) Files An 8-K Results of Operations and Financial Condition

GSV CAPITAL CORP. (NASDAQ:GSVC) Files An 8-K Results of Operations and Financial Condition
Item 2.02. Results of Operations and Financial Condition.

On March 13, 2018, GSV Capital Corp. (the “Company”) issued a press release announcing its financial results for the fiscal year and quarter ended December 31, 2017. A copy of the press release is included as Exhibit 99.1 to this Current Report on Form8-K and is incorporated into this Item 2.02 by reference.

The information disclosed under this Item 2.02, including the information set forth in Exhibit 99.1 hereto, is being “furnished” and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise. The information in this Item 2.02shall not be incorporated by reference into any registration statement or other document to the Securities Act of 1933, as amended, or into any filing or other document to the Exchange Act, except as otherwise expressly stated in any such filing.

On March 13, 2018, in connection with the Company’s conference call to announce its financial results for the quarter and fiscal year ended December 31, 2017, the Company provided a presentation to stockholders, analysts and any other parties participating on the call. A copy of the slides that the Company used during the presentation has been included as Exhibit 99.2 to this Current Report on Form 8-K and has been posted on the Company’s website.

Item 2.02. Financial Statements and Exhibits.


* The press release attached hereto as Exhibit 99.1 is “furnished” and not “filed,” as described in Item 2.02of this Current Report on Form 8-K.

GSV Capital Corp. Exhibit
EX-99.1 2 tv488371_ex99-1.htm EXHIBIT 99.1 Exhibit 99.1   Page 1 of 9         GSV Capital Corp. Reports Fourth Quarter and Fiscal Year 2017 Financial Results       WOODSIDE,…
To view the full exhibit click here


GSV Capital Corp. (GSV Capital) is an externally managed, non-diversified closed-end management investment company. The Company’s investment objective is to maximize its portfolio’s total return, principally by seeking capital gains on its equity and equity-related investments. The Company invests principally in the equity securities, which are venture-capital-backed emerging companies. The Company acquires its investments through direct investments with portfolio companies, secondary marketplaces for private companies and negotiations with selling stockholders. The Company may also invest in select publicly traded equity securities or certain non-United States companies that otherwise meet its investment criteria. It seeks to invest approximately 90% of its portfolio in late-stage companies and the remaining approximately 10% in emerging companies that fit within its targeted areas. Its investment activities are managed by its investment advisor, GSV Asset Management, LLC.

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