Great Elm Capital Corp. (NASDAQ:GECC) Files An 8-K Results of Operations and Financial Condition

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Great Elm Capital Corp. (NASDAQ:GECC) Files An 8-K Results of Operations and Financial Condition
Item 2.02 Results of Operations and Financial Condition.

On February 11, 2019, Great Elm Capital Group, Inc., which is the parent company of Great Elm Capital Management, Inc., the investment manager for Great Elm Capital Corp. (“GECC”), and which currently holds approximately 18.5% of GECC’s outstanding common stock, issued its earnings press release and related investor presentation that included information indicating:

accrued but unpaid incentive fees and deferred incentive fees due from GECC of $0.8 million and $1.3 million, respectively, for the three and six months ended December 31, 2018;

management fees due from GECC of $0.8 million and $1.5 million, respectively, for the three and six months ended December 31, 2018; and

administration fees due from GECC of $0.2 million and $0.3 million, respectively, for the three and six months ended December 31, 2018.

The foregoing information is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.

Item 7.01 Regulation FD Disclosure.

See “Item 2.02 Results of Operations and Financial Condition” above.