GAIN CAPITAL HOLDINGS, INC. (NYSE:GCAP) Files An 8-K Results of Operations and Financial Condition

GAIN CAPITAL HOLDINGS, INC. (NYSE:GCAP) Files An 8-K Results of Operations and Financial Condition
Item 9.01. Results of Operations and Financial Condition.

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On October 4, 2018, GAIN Capital Holdings, Inc., a Delaware corporation (the “Company”), issued a press release to report certain operating metrics for the Company’s business for the month ended September 30, 2018. The press release also included certain information regarding the Company's revenue for the quarter ended September 30, 2018. The full text of the press release is attached to this current report on Form 8-K as Exhibit 99.1.*

Item 9.01. Financial Statements and Exhibits.

Exhibit No.



Press Release of GAIN Capital Holdings, Inc., dated October 4, 2018.


The information furnished in Item 9.01 of this Current Report on Form 8-K and on Exhibit 99.1 shall not be deemed “filed” for purposes of Section18 of the Securities Exchange Act of 1934 (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, except as expressly set forth by specific reference in such a filing.

GAIN Capital Holdings, Inc. Exhibit
EX-99.1 2 september2018metrics.htm EXHIBIT 99.1 Exhibit GAIN Capital Announces Monthly Metrics for September 2018BEDMINSTER,…
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GAIN Capital Holdings, Inc. is a provider of trading services and solutions, specializing in over-the-counter (OTC) and exchange-traded markets. The Company’s segments include Retail segment, Institutional segment, Futures segment, and Corporate and other. The retail segment provides its retail customers with access to a range of global financial markets, including spot foreign exchange (forex), precious metals, spread bets and contracts for difference (CFDs) on commodities, indices, individual equities and interest rate products, as well OTC options on forex. The institutional segment provides agency execution services and offers access to markets and self-directed trading in forex, commodities, equities, options and futures through an electronic communications network (ECN), through its GTX platform. The futures segment offers execution and risk management services for exchange-traded futures and futures options on the United States and European futures and options exchanges.

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