FIVE OAKS INVESTMENT CORP. (NYSE:OAKS) Files An 8-K Regulation FD Disclosure

FIVE OAKS INVESTMENT CORP. (NYSE:OAKS) Files An 8-K Regulation FD Disclosure
Item 7.01 Regulation FD Disclosure.

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On May 17, 2018, Five Oaks Investment Corp. (the "Company") made available via webcast a presentation regarding its strategy and its recent acquisition of Hunt CMT Equity LLC. A copy of the presentation is attached hereto as Exhibit 99.1, and is incorporated herein by reference.

The information in this Item 7.01 and Exhibit 99.1 attached hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended (the “Securities Act”), regardless of any general incorporation language in such filing.

This Current Report on Form 8-K contains certain “forward-looking statements,” as such term is defined in Section 27A of the Securities Act and Section 21E of the Exchange Act and such statements are intended to be covered by the safe harbor provided by the same. Words such as “believe,” “expect,” “may,” “will,” “should,” “project,” “could,” “plan,” “goal,” “potential,” “pro forma,” “seek,” “intend” or “anticipate” or similar expressions are intended to identify forward-looking statements.These statements are based on management's current expectations and beliefs and are subject to a number of trends and uncertainties that could cause actual results to differ materially from those described in the forward-looking statements; the Companycan give no assurance that theirexpectations will be attained. The Companyundertakes no obligation to update these statements for revisions or changes after the date of this release, except as required by law.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits.

Exhibit No.


99.1* Presentation, dated May 17, 2018


*furnished herewith.

Five Oaks Investment Corp. Exhibit
EX-99.1 2 tv494406_ex99-1.htm EXHIBIT 99.1   Exhibit 99.1   Investor Presentation May 2018 Five Oaks Investment Corp.     1 Disclaimer & Name Change This presentation contains forward – looking statements within the meaning of Section 27A of the Securities Act of 1933,…
To view the full exhibit click here


Five Oaks Investment Corp. is a real estate investment trust. The Company is focused on investing on a leveraged basis in mortgage and other real estate-related assets, particularly residential mortgage loans and mortgage-backed securities (MBS). The Company invests in various assets, such as Agency residential MBS (RMBS); securitizations backed by multi-family mortgage loans, or Multi-Family MBS; residential mortgage loans and other mortgage-related investments, including mortgage servicing rights (MSRs), and Non-Agency RMBS. The Company finances its investments in Agency RMBS, Multi-Family MBS, residential mortgage loans and Non-Agency RMBS primarily through short-term borrowings structured as repurchase agreements. The Company is externally managed and advised by Oak Circle Capital Partners LLC.

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