FINANCIAL ENGINES, INC. (NASDAQ:FNGN) Files An 8-K Submission of Matters to a Vote of Security Holders

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FINANCIAL ENGINES, INC. (NASDAQ:FNGN) Files An 8-K Submission of Matters to a Vote of Security Holders
Item 5.07Submission of Matters to a Vote of Security Holders.

Financial Engines, Inc. (the “Company”) held its 2018 Annual Meeting of Stockholders on May22, 2018. There were 63,451,962 shares of common stock entitled to vote at the Annual Meeting, of which 60,426,073 shares were voted in person or by proxy. The following matters were voted upon as follows:

Proposal1:Election of three ClassII directors to hold office until the 2021 Annual Meeting of Stockholders or until their successors are elected and qualified:

NOMINEES

FOR

WITHHELD

BROKERNON-

VOTES

E. Olena Berg-Lacy

56,887,617

1,057,342

2,481,114

John B. Shoven

56,933,105

1,011,854

2,481,114

David B. Yoffie

57,314,734

630,225

2,481,114

Proposal2:The ratification of the appointment of KPMG LLP as Financial Engines’ independent registered public accountants:

FOR

AGAINST

ABSTAIN

BROKERNON-

VOTES

60,037,994

297,931

90,148

Proposal3:An advisory vote to approve executive compensation:

FOR

AGAINST

ABSTAIN

BROKERNON-

VOTES

40,357,078

16,075,985

1,511,896

2,481,114

Proposal4:A vote to approve the Employee Stock Purchase Plan:

FOR

AGAINST

ABSTAIN

BROKERNON-

VOTES

57,650,369

240,933

53,657

2,481,114


About FINANCIAL ENGINES, INC. (NASDAQ:FNGN)

Financial Engines, Inc. provides independent, technology-enabled portfolio management services, investment advice and retirement income services to participants in employer-sponsored defined contribution plans, such as 401(k) plans. The Company offers personalized plans for saving, investing, and generating retirement income, as well as by providing assessments of retirement income needs and readiness. It uses its advice technology platform to provide its services to millions of retirement plan participants. Its target over three constituencies in the retirement plan market, including plan participants (employees of companies offering 401(k) plans), plan sponsors (employers offering 401(k) plans to their employees) and plan providers (companies providing administrative services to plan sponsors). It offers Financial Engines Income+, which prepares a portfolio to generate income in retirement, and calculates and facilitates the payment of steady recurring payouts throughout retirement.