FINANCIAL ENGINES, INC. (NASDAQ:FNGN) Files An 8-K Submission of Matters to a Vote of Security Holders
Item5.07
| Submission of Matters to a Vote of Security Holders. |
The Company is filing this Form 8-K/A to update the number of
broker non-votes for Proposal 1, which were not reflected in the
original Report of Election provided to the Company by the
Companys transfer agent.
Financial Engines, Inc. (the Company) held its 2017 Annual
Meeting of Stockholders on May23, 2017. There were 62,804,544
shares of common stock entitled to vote at the Annual Meeting, of
which 60,981,920 shares were voted in person or by proxy. The
following matters were voted upon as follows:
| Proposal1: |
Election of three ClassI directors to hold office until the 2020 Annual Meeting of Stockholders or until their successors are elected and qualified: |
|
NOMINEES |
FOR | WITHHELD | BROKERNON- VOTES | |||
|
BlakeR.Grossman |
58,983,838 | 223,962 | 1,774,120 | |||
|
Robert A. Huret |
58,874,597 | 333,203 | 1,774,120 | |||
|
LawrenceM.Raffone |
58,977,297 | 230,503 | 1,774,120 |
| Proposal2: |
The ratification of the appointment of KPMG LLP as Financial Engines independent registered public accountants: |
|
FOR |
AGAINST |
ABSTAIN |
BROKERNON- VOTES |
|||
|
60,487,855 |
135,383 | 358,682 |
| Proposal3: | An advisory vote to approve executive compensation: |
|
FOR |
AGAINST |
ABSTAIN |
BROKERNON- VOTES |
|||
|
57,768,223 |
1,291,034 | 148,543 | 1,774,120 |
| Proposal4: |
An advisory vote on the frequency of holding an advisory vote to approve executive compensation: |
|
1YEAR |
2YEARS |
3YEARS |
ABSTAIN |
BROKERNON- VOTES |
||||
|
53,365,491 |
11,677 | 5,680,292 | 150,340 | 1,774,120 |
2
On May23, 2017, the Board of Directors of the Company determined
that it will include in the proxy materials an advisory
stockholder vote on executive compensation every one (1)year
until the next required stockholder vote on the frequency of the
advisory stockholder vote on executive compensation.
3
About FINANCIAL ENGINES, INC. (NASDAQ:FNGN)
Financial Engines, Inc. provides independent, technology-enabled portfolio management services, investment advice and retirement income services to participants in employer-sponsored defined contribution plans, such as 401(k) plans. The Company offers personalized plans for saving, investing, and generating retirement income, as well as by providing assessments of retirement income needs and readiness. It uses its advice technology platform to provide its services to millions of retirement plan participants. Its target over three constituencies in the retirement plan market, including plan participants (employees of companies offering 401(k) plans), plan sponsors (employers offering 401(k) plans to their employees) and plan providers (companies providing administrative services to plan sponsors). It offers Financial Engines Income+, which prepares a portfolio to generate income in retirement, and calculates and facilitates the payment of steady recurring payouts throughout retirement. FINANCIAL ENGINES, INC. (NASDAQ:FNGN) Recent Trading Information
FINANCIAL ENGINES, INC. (NASDAQ:FNGN) closed its last trading session down -0.45 at 38.40 with 293,183 shares trading hands.
