E*TRADE FINANCIAL CORPORATION (NASDAQ:ETFC) Files An 8-K Submission of Matters to a Vote of Security Holders
Item 5.07. Submission of Matters to a Vote of Security Holders
Corporation (the Company) held on May 11, 2017, stockholders
considered four proposals, each of which is described in more
detail in the Companys definitive proxy statement filed on March
29, 2017.
certified by the Inspector of Elections:
2018 Annual Meeting of Stockholders:
|
Director
|
For
|
Against
|
Abstain
|
Broker Non-Vote
|
|
Richard J. Carbone
|
207,592,571
|
135,659
|
64,414
|
20,342,886
|
|
James P. Healy
|
207,595,781
|
134,258
|
62,605
|
20,342,886
|
|
Kevin T. Kabat
|
207,584,670
|
143,160
|
64,814
|
20,342,886
|
|
Frederick W. Kanner
|
206,767,700
|
960,398
|
64,546
|
20,342,886
|
|
James Lam
|
207,605,556
|
120,203
|
66,885
|
20,342,886
|
|
Rodger A. Lawson
|
206,601,690
|
1,128,423
|
62,531
|
20,342,886
|
|
Shelley B. Leibowitz
|
207,592,381
|
135,737
|
64,526
|
20,342,886
|
|
Karl A. Roessner
|
207,581,694
|
146,023
|
64,927
|
20,342,886
|
|
Rebecca Saeger
|
207,309,759
|
419,433
|
63,452
|
20,342,886
|
|
Joseph L. Sclafani
|
206,971,227
|
758,263
|
63,154
|
20,342,886
|
|
Gary H. Stern
|
207,587,018
|
141,003
|
64,623
|
20,342,886
|
|
Donna L. Weaver
|
204,882,666
|
2,847,518
|
62,460
|
20,342,886
|
the Companys Named Executive Officers (the Say-on-Pay Vote):
|
For
|
Against
|
Abstain
|
Broker Non-Vote
|
|
193,025,319
|
14,691,479
|
75,846
|
20,342,886
|
the Say-on-Pay Vote:
|
One Year
|
Two Years
|
Three Years
|
Abstain
|
|
188,489,805
|
205,441
|
18,988,262
|
109,136
|
has decided that it will include an advisory Say-on-Pay Vote in
its proxy materials every year until the next required advisory
vote on the frequency of the Say-on-Pay Vote.
Companys independent registered public accounting firm for 2017:
|
For
|
Against
|
Abstain
|
|
223,057,773
|
4,299,531
|
778,226
|
About E*TRADE FINANCIAL CORPORATION (NASDAQ:ETFC)
E*Trade Financial Corporation is a financial services company. The Company provides brokerage and related products and services primarily to individual retail investors under the brand E*TRADE Financial. The Company also provides investor-focused banking products, primarily sweep deposits, to retail investors. The Company operates in two segments: trading and investing, and balance sheet management. Its trading and investing segment offers a suite of financial products and services to individual retail investors. Its balance sheet management segment focuses on asset allocation and managing credit, liquidity and interest rate risks. Its hybrid service delivery model is delivered through various digital platforms: E*TRADE.com, E*TRADE Mobile and E*TRADE Pro. E*TRADE.com is its site that provides customers with tools, guidance, actionable ideas, research and education to take control of their finances. E*TRADE Mobile offers trading applications for various smartphones and tablets. E*TRADE FINANCIAL CORPORATION (NASDAQ:ETFC) Recent Trading Information
E*TRADE FINANCIAL CORPORATION (NASDAQ:ETFC) closed its last trading session down -0.40 at 34.88 with 2,874,969 shares trading hands.
