E*TRADE Financial Corporation (NASDAQ:ETFC) Files An 8-K Submission of Matters to a Vote of Security Holders
Item 5.07
E*TRADE Financial Corporation (NASDAQ:ETFC) Files An 8-K Submission of Matters to a Vote of Security Holders
At the Annual Meeting of Stockholders of E*TRADE Financial Corporation (the “Company”) held on May 9, 2019, stockholders considered three proposals, each of which is described in more detail in the Company’s definitive proxy statement filed on March 26, 2019.
The vote results detailed below represent the final results as certified by the Inspector of Election:
Proposal 1
Election of 12 nominees to serve on the Company’s Board of Directors for a term that will end at the Company’s 2020 Annual Meeting of Stockholders:
Proposal 2
Approval, by a non-binding advisory vote, of the compensation of the Company’s Named Executive Officers (the “Say-on-Pay Vote”):
Proposal 3
Ratification of the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2019:
About E*TRADE Financial Corporation (NASDAQ:ETFC)
E*Trade Financial Corporation is a financial services company. The Company provides brokerage and related products and services primarily to individual retail investors under the brand E*TRADE Financial. The Company also provides investor-focused banking products, primarily sweep deposits, to retail investors. The Company operates in two segments: trading and investing, and balance sheet management. Its trading and investing segment offers a suite of financial products and services to individual retail investors. Its balance sheet management segment focuses on asset allocation and managing credit, liquidity and interest rate risks. Its hybrid service delivery model is delivered through various digital platforms: E*TRADE.com, E*TRADE Mobile and E*TRADE Pro. E*TRADE.com is its site that provides customers with tools, guidance, actionable ideas, research and education to take control of their finances. E*TRADE Mobile offers trading applications for various smartphones and tablets.
