ENVESTNET,INC. (NYSE:ENV) Files An 8-K Financial Statements and Exhibits

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ENVESTNET,INC. (NYSE:ENV) Files An 8-K Financial Statements and Exhibits
Item 9.01 of the Current Report on Form 8-K originally filed by Envestnet with the Securities and Exchange Commission (“SEC”) on January 2, 2018 (the “Original Form 8-K”) in connection with the completion of the acquisition by Envestnet of Folio Dynamics Holdings, Inc. (“FolioDynamix”).As indicated in the Original Form 8-K, this Current Report on Form 8-K/A is being filed to provide the information required by Item 9.01(a) and (b) of Form 8-K, which was not previously filed with the Original Form 8-K as permitted by the rules of the SEC.

Item 9.01 Financial Statements and Exhibits.

(a)Financial statements of business acquired.

The following financial statements of FolioDynamix are being filed as exhibits to this amendment and are included herein:

Exhibit99.1 — Folio Dynamics Holdings, Inc. and Subsidiaries audited consolidated financial statements, including the independent auditors’ report, as of and for the year ended December31, 2016.

Exhibit99.2— Folio Dynamics Holdings, Inc. and Subsidiaries consolidated financial statements as of September 30, 2017 (unaudited)and December 31, 2016 and for the nine months ended September30, 2017 and 2016 (unaudited).

(b)Unaudited pro forma financial information.

The following pro forma financial information is being filed as an exhibit to this amendment and is included herein:

Exhibit99.3 — Unaudited pro forma condensed combined financial statements and explanatory notes for Envestnet,Inc. as of September30, 2017, for the nine months ended September30, 2017 and for the year ended December31, 2016.

(c)Exhibits.

The following exhibits are filed as part of this Current Report on Form8-K/A.

Exhibit No.

Description

23.1

Consent of KPMG LLP,Independent Auditors.

99.1

Audited consolidated financial statements of Folio Dynamics Holdings, Inc. and Subsidiaries as of and for the year ended December31, 2016, and Independent Auditors’ Report thereon.

99.2

Consolidated financial statements of Folio Dynamics Holdings, Inc. and Subsidiaries as of September30, 2017(unaudited) and December 31, 2016 and for the nine months ended September30, 2017 and 2016 (unaudited).

99.3

Unaudited pro forma condensed combined financial statements and explanatory notes for Envestnet,Inc. as of September 30, 2017, for the nine months ended September30, 2017 and for the year ended December31, 2016.

EXHIBITINDEX

Exhibit No.

Description

23.1

Consent of KPMG LLP,Independent Auditors.

99.1

Audited consolidated financial statements of Folio Dynamics Holdings, Inc. and Subsidiaries as of and for the year ended December31, 2016, and Independent Auditors’ Report thereon.

99.2

Consolidated financial statements of Folio Dynamics Holdings, Inc. and Subsidiaries as of September30, 2017 (unaudited) and December 31, 2016 and for the nine months ended September30, 2017 and 2016 (unaudited).

99.3

Unaudited pro forma condensed combined financial statements and explanatory notes for Envestnet,Inc. as of September 30, 2017, for the nine months ended September30, 2017 and for the year ended December31, 2016.


ENVESTNET, INC. Exhibit
EX-23.1 2 ex-23d1.htm EX-23.1 Exhibit 23.1 Exhibit 23.1 Consent of Independent Auditors We consent to the incorporation by reference in the registration statements on Form S-8 (Nos. 333-169050,…
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About ENVESTNET,INC. (NYSE:ENV)

Envestnet, Inc. is a provider of financial and wealth management technology and services to financial advisors, investors and financial service providers. The Company’s segments are Envestnet and Envestnet/Yodlee. Its Envestnet segment provides unified wealth management software and services empowering financial advisors and institutions. Its Envestnet/Yodlee segment is a data aggregation and data analytics platform. Its services and related technology are provided through Envestnet’s wealth management software, Envestnet/PMC, Envestnet/Tamarac, Vantage Reporting Solution, Envestnet/WMS, Envestnet/Placemark, Envestnet/Retirement Solutions, Envestnet/Yodlee and Envestnet/Finance Logix. It operates approximately five Registered Investment Advisors (RIAs) and a registered broker-dealer. Its centrally-hosted technology platform services include risk assessment and selection of investment strategies and solutions, asset allocation models, and research and due diligence.