ENVESTNET, INC. (NYSE:ENV) Files An 8-K Financial Statements and Exhibits

ENVESTNET, INC. (NYSE:ENV) Files An 8-K Financial Statements and Exhibits
Item 9.01 of the Current Report on Form 8-K originally filed by Envestnet>with the Securities and Exchange Commission (“SEC”) on April 4, 2019 (the “Original Form 8-K”) in connection with the completion of the acquisition by Tamarac Inc., a subsidiary of Envestnet, of the PortfolioCenter Business (“PortfolioCenter”) of Performance Technologies, Inc., a subsidiary of the Charles Schwab Corporation. As indicated in the Original Form 8-K, this Current Report on Form 8-K/A is being filed to provide the information required by Item 9.01(a) and (b) of Form 8-K, which was not previously filed with the Original Form 8-K as permitted by the rules of the SEC.

Item 9.01 Financial Statements and Exhibits.
(a) Financial statements of business acquired.
The following financial statements of the PortfolioCenter>Business are being filed as an exhibit to this amendment and are included herein:
Exhibit 99.1 — PortfolioCenter Business of Performance Technologies, Inc. audited abbreviated financial statements, including the independent auditors’ report, as of and for the years ended December 31, 2018 and 2017.
to a letter dated March 14, 2019, from the staff of the Division of Corporation Finance of the Securities and Exchange Commission, the staff stated that it would not object to the filing of the Abbreviated Combined Financial Statements in satisfaction of Rule 3-05 of Regulation S-X as described in Note 1 to the Abbreviated Combined Financial Statements.
(b) Unaudited pro forma financial information.
The following pro forma financial information is being filed as an exhibit to this amendment and is included herein:
Exhibit 99.2 — Unaudited pro forma condensed combined financial statements and explanatory notes for Envestnet, Inc. as of and for the year ended December 31, 2018.
(d) Exhibits.
The following exhibits are filed as part of this Current Report on Form 8-K/A.
EX-23.1 2 portfoliocenterexhibit231.htm EXHIBIT 23.1 Exhibit Exhibit 23.1Consent of Independent Registered Public Accounting FirmWe consent to the incorporation by reference in the registration statements (Nos. 333‑169050,…
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Envestnet, Inc. is a provider of financial and wealth management technology and services to financial advisors, investors and financial service providers. The Company’s segments are Envestnet and Envestnet/Yodlee. Its Envestnet segment provides unified wealth management software and services empowering financial advisors and institutions. Its Envestnet/Yodlee segment is a data aggregation and data analytics platform. Its services and related technology are provided through Envestnet’s wealth management software, Envestnet/PMC, Envestnet/Tamarac, Vantage Reporting Solution, Envestnet/WMS, Envestnet/Placemark, Envestnet/Retirement Solutions, Envestnet/Yodlee and Envestnet/Finance Logix. It operates approximately five Registered Investment Advisors (RIAs) and a registered broker-dealer. Its centrally-hosted technology platform services include risk assessment and selection of investment strategies and solutions, asset allocation models, and research and due diligence.

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