ENER-CORE, Inc. (OTCMKTS:ENCR) Files An 8-K Entry into a Material Definitive Agreement

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ENER-CORE, Inc. (OTCMKTS:ENCR) Files An 8-K Entry into a Material Definitive Agreement
Item 1.01 Entry into a Material Definitive Agreement.

Effective as of December 28, 2017, the Company and a certain investor that holds convertible senior secured notes issued in September, November and December 2017 (the “2017 Notes”) executed a First Amendment (the “First Amendment to 2017 Notes”) to all such 2017 Notes to amend the optional redemption provisions set forth in such 2017 Notes to correspond to the amendments set forth in the Amendment Agreements. The First Amendment to 2017 Notes is binding upon the holders all of the 2017 Notes to the terms thereof.

The forms of 2015 Amendment Agreement, 2016 Amendment Agreement and First Amendment to 2017 Notes are attached as Exhibits 4.1, 4.2 and 4.3, respectively, to this Current Report on Form 8-K and are also incorporated herein by reference. The foregoing descriptions of these agreements and instruments do not purport to be complete and are qualified in their entirety by reference to such exhibits.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.


Ener-Core, Inc. Exhibit
EX-4.1 2 f8k122817ex4-1_enercore.htm FORM OF 2015 AMENDMENT AGREEMENT,…
To view the full exhibit click here

About ENER-CORE, Inc. (OTCMKTS:ENCR)

Ener-Core, Inc. designs, develops, manufactures and has commercially deployed products based on technologies that generate base-load, clean power from polluting waste gases that are otherwise destroyed or vented into the atmosphere by a range of industries. The Company also designs its technologies to provide power generation solutions with reduced air emissions. Its Power Oxidation technology offers an alternative to traditional methods of destroying gaseous pollution, by simultaneously enabling industrial facilities. Its commercial products include Ener-Core Powerstation EC250 (EC250) and Ener-Core Powerstation EC333 (EC333), which combine its Power Oxidizer with an approximately 250 kilowatt (kW)and over 333 kW gas turbine, respectively. It is also engaged in developing a product, which is called the KG2-3GEF/PO (KG2 with Power Oxidizer (KG2/PO)). It has over two powerstations in operation at a landfill site in the Netherlands and at the University of California, Irvine.