EATON VANCE CORP. (NYSE:EV) Files An 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

EATON VANCE CORP. (NYSE:EV) Files An 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
Item 5.02 Certain Officers; Compensatory Arrangements of Certain Officers.

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On January 10, 2018 the Board of Directors and the holders of voting common stock (the “Voting Stockholders”) of Eaton Vance Corp. (the “Company”) approved the 2018 Parametric Phantom Incentive Plan (“Parametric Incentive Plan”), a copy of which is filed herewith as Exhibit 10.1.

The Parametric Incentive Plan is a long-term incentive program for key employees of Parametric Portfolio Associates LLC. The Parametric Incentive Plan contemplates, among other things, the issuance of shares of the Company’s non-voting common stock to the 2013 Omnibus Incentive Plan, as amended and restated, in settlement of grants made in accordance with the Parametric Incentive Plan.

The description of the Parametric Incentive Plan is qualified in its entirety by the actual plan document, which is filed as Exhibit 10.1 to this Current Report on Form 8-K.

Item 5.07 Submission of Matters to a Vote of Security Holders.

An annual meeting of the Voting Stockholders of the Company was held on January 10, 2018. All of the 442,932 outstanding shares of the Company’s voting common stock were represented in person or by proxy at the meeting.

The following matters received the affirmative vote of all of the outstanding voting common stock and were approved:

  1. The minutes of the previous annual meeting of Voting Stockholders held on January 11, 2017.
  1. The annual report to shareholders of the Company for the fiscal year ended October 31, 2017.
  1. The election of the following individuals as directors to hold office until the next annual meeting and until their successors are elected and qualify:

Ann E. Berman Thomas E. Faust Jr.

Leo I. Higdon, Jr.

Brian D. Langstraat Dorothy E. Puhy

Winthrop H. Smith, Jr.

Richard A. Spillane, Jr.

  1. The selection of the firm Deloitte & Touche LLP as the independent registered public accounting firm of the Company for its fiscal year ending October 31, 2018.
  1. The ratification of the acts of the Board of Directors since the previous annual meeting of Voting Stockholders held on January 11, 2017.

Furthermore, the disclosure under Item 5.02 of this Current Report on Form 8-K in connection with the approval of the Parametric Incentive Plan is incorporated into this Item 5.07 by reference. The Company’s Voting Stockholders approved the matters in Item 5.02 of this Current Report on Form 8-K by unanimous written consent on January 10, 2018.

Item 9.01 Financial Statements and Exhibits
10.1 2018 Parametric Phantom Incentive Plan


EATON VANCE CORP Exhibit
EX-10.1 2 exhibit10_1.htm  Exhibit 10.1 2018 PARAMETRIC PHANTOM INCENTIVE PLAN 1.                  Purpose of the Plan The purpose of this Plan is to create a long-term incentive program for key employees of Parametric Portfolio Associates LLC (“Parametric” or the “Company”). Awards under the Plan are intended to attract,…
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About EATON VANCE CORP. (NYSE:EV)

Eaton Vance Corp. is engaged in business of managing investment funds and providing investment management and advisory services to individuals and institutions. The Company seeks to develop and sustain management expertise across a range of investment disciplines, and offer investment products and services through various distribution channels. It operates through investment adviser to funds and separate accounts segment. The Company, through its subsidiaries, Eaton Vance Management and Atlanta Capital Management, LLC, and other affiliates, manages active equity, income and alternative strategies across a range of investment styles and asset classes, including the United States and global equities, floating-rate bank loans, municipal bonds, high-yield and investment grade bonds. Through its subsidiary, Parametric Portfolio Associates LLC, it manages a range of engineered alpha strategies, including systematic equity, systematic alternatives and managed options strategies.

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