CAPITALA FINANCE CORP. (NASDAQ:CPTA) Files An 8-K Results of Operations and Financial Condition

CAPITALA FINANCE CORP. (NASDAQ:CPTA) Files An 8-K Results of Operations and Financial Condition

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Item 2.02

Results of Operations and Financial

On March 7, 2017, Capitala Finance Corp. issued a press release
announcing its financial results for the quarter and year ended
December 31, 2016, the text of which is attached hereto as
Exhibit 99.1.

The information disclosed under this Item 2.02, including Exhibit
99.1 hereto, is being furnished and shall not be deemed filed for
purposes of Section 18 of the Securities Exchange Act of 1934, as
amended, and shall not be deemed incorporated by reference into
any filing made under the Securities Act of 1933, as amended,
except as expressly set forth by specific reference in such

Item 9.01 Financial Statements and Exhibits.
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
Exhibit No. Description
99.1 Press release dated March 7, 2017


Capitala Finance Corp. is an externally managed non-diversified, closed-end management investment company. The Company’s investment objective is to generate both current income and capital appreciation through debt and equity investments. Both directly and through its subsidiaries that are licensed by the United States Small Business Administration (SBA), the Company offers financing to business owners, management teams and financial sponsors for change of ownership transactions, recapitalizations, strategic acquisitions, business expansion and other growth initiatives. It invests in mezzanine, senior subordinated and unitranche debt, as well as senior and second-lien loans and, to a lesser extent, equity securities issued by lower middle-market and middle-market companies. It invests in various sectors, which include oil and gas services, consumer electronics, transportation, financial services and business services. It is managed by Capitala Investment Advisors, LLC.


CAPITALA FINANCE CORP. (NASDAQ:CPTA) closed its last trading session up +0.07 at 14.09 with 92,092 shares trading hands.

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