BROADRIDGE FINANCIAL SOLUTIONS, INC. (NYSE:BR) Files An 8-K Results of Operations and Financial Condition

BROADRIDGE FINANCIAL SOLUTIONS, INC. (NYSE:BR) Files An 8-K Results of Operations and Financial Condition

Story continues below

Item 2.02. Results of Operations and Financial Condition.

On May 10, 2017, Broadridge Financial Solutions, Inc. (the Company)
issued a press release announcing its financial results for the
third quarter of fiscal year 2017 ended March 31, 2017. On May 10,
2017, the Company also posted an Earnings Webcast Conference Call
Presentation dated May 10, 2017 on the Company’s Investor
Relations website at In addition, on May 10,
2017, the Company posted supplemental financial statistics related
to its Investor Communication Solutions and Global Technology
Operations businesses for the third quarter ended March 31, 2017 on
the Company’s Investor Relations home page at
Copies of the press release, earnings presentation and supplemental
financial statistics are being furnished as Exhibits 99.1, 99.2,
and 99.3 attached hereto, respectively, and are incorporated herein
by reference. The information furnished to Item 2.02 and 9.01,
including Exhibits 99.1, 99.2 and 99.3, shall not be deemed
“filed” for purposes of Section 18 of the Securities Exchange Act
of 1934, as amended (the Exchange Act), or otherwise subject to the
liabilities under that Section, and shall not be deemed to be
incorporated by reference into any filing of the Company under the
Securities Act of 1933, as amended, or the Exchange Act.
Forward-Looking Statements
This current report on Form 8-K may contain forward-looking
statements within the meaning of the Private Securities Litigation
Reform Act of 1995. Statements that are not historical in nature,
and which may be identified by the use of words such as expects,
assumes, projects, anticipates, estimates, we believe, could be and
other words of similar meaning, are forward-looking statements.
These risks and uncertainties include those risk factors discussed
in Part I, Item 1A. Risk Factors of our Annual Report on Form 10-K
for the fiscal year ended June 30, 2016 (the 2016 Annual Report),
as they may be updated in any future reports filed with the
Securities and Exchange Commission. All forward-looking statements
speak only as of the date of this 8-K and are expressly qualified
in their entirety by reference to the factors discussed in the 2016
Annual Report. These statements are based on managements
expectations and assumptions and are subject to risks and
uncertainties that may cause actual results to differ materially
from those expressed. Factors that could cause actual results to
differ materially from those contemplated by the forward-looking
statements include: the success of Broadridge in retaining and
selling additional services to its existing clients and in
obtaining new clients; Broadridges reliance on a relatively small
number of clients, the continued financial health of those clients,
and the continued use by such clients of Broadridges services with
favorable pricing terms; changes in laws and regulations affecting
Broadridges clients or the services provided by Broadridge; any
material breach of Broadridge security affecting its clients
customer information; declines in participation and activity in the
securities markets; the failure of our outsourced data center
services provider to provide the anticipated levels of service; a
disaster or other significant slowdown or failure of Broadridges
systems or error in the performance of Broadridges services;
overall market and economic conditions and their impact on the
securities markets; Broadridges failure to keep pace with changes
in technology and the demands of its clients; the ability to
attract and retain key personnel; the impact of new acquisitions
and divestitures; and competitive conditions. Broadridge disclaims
any obligation to update or revise forward-looking statements that
may be made to reflect events or circumstances that arise after the
date made or to reflect the occurrence of unanticipated events,
other than as required by law.
Item 9.01.
Financial Statements and Exhibits.
Exhibits. The following exhibits are furnished herewith:
Exhibit No.
Broadridge Financial Solutions, Inc. Press Release dated
May 10, 2017
Broadridge Financial Solutions, Inc. Earnings Webcast
Conference Call Presentation dated May 10, 2017
Broadridge Financial Solutions, Inc. Supplemental
Financial Statistics dated May 10, 2017


Broadridge Financial Solutions, Inc. (Broadridge) is a provider of investor communications and technology-driven solutions to banks, broker-dealers, mutual funds and corporate issuers. The Company’s segments include Investor Communication Solutions, and Global Technology and Operations. The Company offers Bank/Broker-Dealer Investor Communication Solutions, Customer Communication Solutions, Corporate Issuer Solutions, Advisor Solutions and Mutual Fund and Retirement Solutions through Investor Communication Solutions segment. The Company offers a middle- and back-office securities processing platform for North American and global broker-dealers. Its services include investor and customer communications, securities processing, and data and analytics solutions. The Company delivers a range of solutions that helps its clients serve their retail and institutional customers across the entire investment lifecycle, including pre-trade, trade, and post-trade processing functionality.


BROADRIDGE FINANCIAL SOLUTIONS, INC. (NYSE:BR) closed its last trading session down -0.02 at 68.36 with 518,096 shares trading hands.

An ad to help with our costs