BROADRIDGE FINANCIAL SOLUTIONS, INC. (NYSE:BR) Files An 8-K Results of Operations and Financial Condition
Item 2.02. Results of Operations and Financial Condition.
BROADRIDGE FINANCIAL SOLUTIONS, INC. (NYSE:BR) Files An 8-K Results of Operations and Financial Condition
On November 6, 2019, Broadridge Financial Solutions, Inc. (the “Company”) issued a press release announcing its financial results for the first quarter of fiscal year 2020 ended September 30, 2019. On November 6, 2019, the Company also posted an Earnings Webcast & Conference Call Presentation dated November 6, 2019, on the Company\’s Investor Relations website at www.broadridge-ir.com.
Copies of the press release and earnings presentation are being furnished as Exhibits 99.1 and 99.2, attached hereto, respectively, and are incorporated herein by reference. The information furnished to Items 2.02 and 9.01, including Exhibits 99.1 and 99.2, shall not be deemed \”filed\” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities under that Section, and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act.
Forward-Looking Statements
This Current Report on Form 8-K may contain “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Statements that are not historical in nature and which may be identified by the use of words such as “expects,” “assumes,” “projects,” “anticipates,” “estimates,” “we believe,” “could be” and other words of similar meaning, are forward-looking statements. In particular, information appearing under “Business,” “Risk Factors,” and “Management’s Discussion and Analysis of Financial Condition and Results of Operations” includes forward-looking statements. These statements are based on management’s expectations and assumptions and are subject to risks and uncertainties that may cause actual results to differ materially from those expressed. Factors that could cause actual results to differ materially from those contemplated by the forward-looking statements include:
There may be other factors that may cause our actual results to differ materially from the forward-looking statements. Our actual results, performance or achievements could differ materially from those expressed in, or implied by, the forward-looking statements. We can give no assurances that any of the events anticipated by the forward-looking statements will occur or, if any of them do, what impact they will have on our results of operations and financial condition. You should carefully read the factors described in the “Risk Factors” section of the Company\’s 2019 Annual Report on Form 10-K (the \”2019 Annual Report\”) for a description of certain risks that could, among other things, cause our actual results to differ from these forward-looking statements.
All forward-looking statements speak only as of the date of this Current Report on Form 8-K and are expressly qualified in their entirety by the cautionary statements included in this Current Report on Form 8-K. We disclaim any obligation to update or revise forward-looking statements that may be made to reflect events or circumstances that arise after the date made or to reflect the occurrence of unanticipated events, other than as required by law.
Item 9.01 >Financial Statements and Exhibits.>
Exhibits. The following exhibits are furnished herewith:
BROADRIDGE FINANCIAL SOLUTIONS, INC. Exhibit
EX-99.1 2 ex991earningsrelease1q2020.htm EXHIBIT 99.1 Exhibit EXHIBIT 99.1 BROADRIDGE REPORTS FIRST QUARTER FISCAL YEAR 2020 RESULTSRecurring Fee Revenues Rise 8% Record Closed Sales of $38 million,…
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EX-99.1 2 ex991earningsrelease1q2020.htm EXHIBIT 99.1 Exhibit EXHIBIT 99.1 BROADRIDGE REPORTS FIRST QUARTER FISCAL YEAR 2020 RESULTSRecurring Fee Revenues Rise 8% Record Closed Sales of $38 million,…
To view the full exhibit click
hereAbout BROADRIDGE FINANCIAL SOLUTIONS, INC. (NYSE:BR)
Broadridge Financial Solutions, Inc. (Broadridge) is a provider of investor communications and technology-driven solutions to banks, broker-dealers, mutual funds and corporate issuers. The Company’s segments include Investor Communication Solutions, and Global Technology and Operations. The Company offers Bank/Broker-Dealer Investor Communication Solutions, Customer Communication Solutions, Corporate Issuer Solutions, Advisor Solutions and Mutual Fund and Retirement Solutions through Investor Communication Solutions segment. The Company offers a middle- and back-office securities processing platform for North American and global broker-dealers. Its services include investor and customer communications, securities processing, and data and analytics solutions. The Company delivers a range of solutions that helps its clients serve their retail and institutional customers across the entire investment lifecycle, including pre-trade, trade, and post-trade processing functionality.
