BROADRIDGE FINANCIAL SOLUTIONS, INC. (NYSE:BR) Files An 8-K Results of Operations and Financial Condition

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BROADRIDGE FINANCIAL SOLUTIONS, INC. (NYSE:BR) Files An 8-K Results of Operations and Financial Condition
Item 9.01.

Results of Operations and Financial Condition.

On August 10, 2017, Broadridge Financial Solutions, Inc. (the “Company”) inadvertently filed its Third Quarter Earnings Webcastand Conference Call Presentation instead of its Fourth Quarter and Fiscal Year 2017 Earnings Webcast and Conference Call Presentation (the “Fourth Quarter Presentation”). This Amendment No. 1 on Form 8-K/A (“Amendment No. 1”) replaces Exhibit 99.2 attached to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission (the “SEC”) on August 10, 2017 with the Fourth Quarter Presentation.

A copy of the Fourth Quarter Presentation is being furnished as Exhibit 99.2 attached hereto and is incorporated herein by reference. The information furnished to Items 2.02, and 9.01, including Exhibit 99.2 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities under that Section, and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933 or the Exchange Act.

Item 9.01.

Financial Statements and Exhibits.

Exhibits. The following exhibit is filed herewith:

ExhibitNo.

Description

99.2

Fourth Quarter and Fiscal Year 2017 Earnings Webcast and Conference Call

Presentation dated August 10, 2017.


BROADRIDGE FINANCIAL SOLUTIONS, INC. Exhibit
EX-99.2 2 ex992presentation8k4q201.htm EXHIBIT 99.2 ex992presentation8k4q201 1© 2017 | Earnings Webcast & Conference Call Fourth Quarter and Fiscal Year 2017 EXHIBIT 99.2   © 2017 | Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutions,…
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About BROADRIDGE FINANCIAL SOLUTIONS, INC. (NYSE:BR)

Broadridge Financial Solutions, Inc. (Broadridge) is a provider of investor communications and technology-driven solutions to banks, broker-dealers, mutual funds and corporate issuers. The Company’s segments include Investor Communication Solutions, and Global Technology and Operations. The Company offers Bank/Broker-Dealer Investor Communication Solutions, Customer Communication Solutions, Corporate Issuer Solutions, Advisor Solutions and Mutual Fund and Retirement Solutions through Investor Communication Solutions segment. The Company offers a middle- and back-office securities processing platform for North American and global broker-dealers. Its services include investor and customer communications, securities processing, and data and analytics solutions. The Company delivers a range of solutions that helps its clients serve their retail and institutional customers across the entire investment lifecycle, including pre-trade, trade, and post-trade processing functionality.