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Item 7.01. Regulation FD Disclosure.

On May 10, 2017, Broadridge Financial Solutions, Inc. (the
Company) held an earnings conference call regarding the financial
results of its third quarter ended March 31, 2017. The transcript
of that earnings conference call is attached hereto as Exhibit
The reconciliations of any Non-GAAP measures included in this
transcript to their most directly comparable GAAP measures were
included in the Companys press release and Earnings Webcast
Conference Call Presentation dated May 10, 2017, which were
included as Exhibits 99.1 and 99.2 to the Companys Form 8-K dated
May 10, 2017, and are also available under the Investor Relations
section of the Companys website at
The information furnished to Item 7.01, including Exhibit 99.1,
shall not be deemed filed for purposes of Section 18 of the
Securities Exchange Act of 1934, as amended (the Exchange Act),
or otherwise subject to the liabilities under that Section, and
shall not be deemed to be incorporated by reference into any
filing of the Company under the Securities Act of 1933, as
amended, or the Exchange Act.
Forward-Looking Statements
This current report on Form 8-K may contain forward-looking
statements within the meaning of the Private Securities
Litigation Reform Act of 1995. Statements that are not historical
in nature, and which may be identified by the use of words such
as expects, assumes, projects, anticipates, estimates, we
believe, could be and other words of similar meaning, are
forward-looking statements. These risks and uncertainties include
those risk factors discussed in Part I, Item 1A. Risk Factors of
our Annual Report on Form 10-K for the fiscal year ended June 30,
2016 (the 2016 Annual Report), as they may be updated in any
future reports filed with the Securities and Exchange Commission.
All forward-looking statements speak only as of the date of this
8-K and are expressly qualified in their entirety by reference to
the factors discussed in the 2016 Annual Report. These statements
are based on managements expectations and assumptions and are
subject to risks and uncertainties that may cause actual results
to differ materially from those expressed. Factors that could
cause actual results to differ materially from those contemplated
by the forward-looking statements include: the success of
Broadridge in retaining and selling additional services to its
existing clients and in obtaining new clients; Broadridges
reliance on a relatively small number of clients, the continued
financial health of those clients, and the continued use by such
clients of Broadridges services with favorable pricing terms;
changes in laws and regulations affecting Broadridges clients or
the services provided by Broadridge; any material breach of
Broadridge security affecting its clients customer information;
declines in participation and activity in the securities markets;
the failure of our outsourced data center services provider to
provide the anticipated levels of service; a disaster or other
significant slowdown or failure of Broadridges systems or error
in the performance of Broadridges services; overall market and
economic conditions and their impact on the securities markets;
Broadridges failure to keep pace with changes in technology and
the demands of its clients; the ability to attract and retain key
personnel; the impact of new acquisitions and divestitures; and
competitive conditions. Broadridge disclaims any obligation to
update or revise forward-looking statements that may be made to
reflect events or circumstances that arise after the date made or
to reflect the occurrence of unanticipated events, other than as
required by law.
Item 9.01. Financial Statements and Exhibits.
Exhibits. The following exhibit is furnished herewith:
Exhibit No.
Transcript of the Broadridge Financial Solutions, Inc.
Earnings Conference Call for the quarter ended March
31, 2017.


Broadridge Financial Solutions, Inc. (Broadridge) is a provider of investor communications and technology-driven solutions to banks, broker-dealers, mutual funds and corporate issuers. The Company’s segments include Investor Communication Solutions, and Global Technology and Operations. The Company offers Bank/Broker-Dealer Investor Communication Solutions, Customer Communication Solutions, Corporate Issuer Solutions, Advisor Solutions and Mutual Fund and Retirement Solutions through Investor Communication Solutions segment. The Company offers a middle- and back-office securities processing platform for North American and global broker-dealers. Its services include investor and customer communications, securities processing, and data and analytics solutions. The Company delivers a range of solutions that helps its clients serve their retail and institutional customers across the entire investment lifecycle, including pre-trade, trade, and post-trade processing functionality.


BROADRIDGE FINANCIAL SOLUTIONS, INC. (NYSE:BR) closed its last trading session up +0.48 at 71.28 with 550,530 shares trading hands.

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