BROADRIDGE FINANCIAL SOLUTIONS, INC. (NYSE:BR) Files An 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

BROADRIDGE FINANCIAL SOLUTIONS, INC. (NYSE:BR) Files An 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
Item 5.02.

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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(b) On August 3, 2017, the Board of Directors of Broadridge Financial Solutions, Inc. (“Broadridge” or the “Company”) accepted the resignation of Richard J. Daly as President of the Company, effective as of the close of business on September 1, 2017. Mr. Daly will continue in his roles as Chief Executive Officer and a Director of the Company.

(c) In addition, on August 3, 2017, the Broadridge Board of Directors appointed Timothy C. Gokey as President of the Company, which appointment is effective as of the close of business on September 1, 2017. Mr. Gokey will also continue in his role as Chief Operating Officer of the Company. Mr. Gokey is 56 years old, and has served as the Company’s Chief Operating Officer since 2012. Mr. Gokey served as the Company’s Senior Vice President, Chief Corporate Development Officer upon joining the Company in 2010 through 2012. Prior to joining Broadridge, Mr. Gokey was President of the Retail Tax business at H&R Block, a position he held for six years, and had spent 13 years at the consulting firm McKinsey and Company.

Item 9.01.

Financial Statements and Exhibits

Exhibits. The following exhibit is filed herewith:

ExhibitNo.

Description

99.1

Press Release dated August 3, 2017.


BROADRIDGE FINANCIAL SOLUTIONS, INC. Exhibit
EX-99.1 2 ex991prregokey.htm EXHIBIT 99.1 Exhibit EXHIBIT 99.1BROADRIDGE APPOINTS TIM GOKEY PRESIDENT LAKE SUCCESS,…
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About BROADRIDGE FINANCIAL SOLUTIONS, INC. (NYSE:BR)

Broadridge Financial Solutions, Inc. (Broadridge) is a provider of investor communications and technology-driven solutions to banks, broker-dealers, mutual funds and corporate issuers. The Company’s segments include Investor Communication Solutions, and Global Technology and Operations. The Company offers Bank/Broker-Dealer Investor Communication Solutions, Customer Communication Solutions, Corporate Issuer Solutions, Advisor Solutions and Mutual Fund and Retirement Solutions through Investor Communication Solutions segment. The Company offers a middle- and back-office securities processing platform for North American and global broker-dealers. Its services include investor and customer communications, securities processing, and data and analytics solutions. The Company delivers a range of solutions that helps its clients serve their retail and institutional customers across the entire investment lifecycle, including pre-trade, trade, and post-trade processing functionality.

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