BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) Files An 8-K Regulation FD Disclosure

BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) Files An 8-K Regulation FD Disclosure

Story continues below

Item 7.01. Regulation FD Disclosure.

On November 9, 2016, Broadridge Financial Solutions, Inc. (the
Company) held an earnings conference call regarding the financial
results of its first quarter ended September 30, 2016. The
transcript of that earnings conference call is attached hereto as
Exhibit 99.1.
The reconciliations of any Non-GAAP measures included in this
transcript to their most directly comparable GAAP measures were
included in the Companys press release and Earnings Webcast
Conference Call Presentation dated November 9, 2016, which were
included as Exhibits 99.1 and 99.2 to the Companys Form 8-K dated
November 9, 2016, and are also available under the Investor
Relations section of the Companys website at
www.broadridge-ir.com.
The information furnished to Item 7.01, including Exhibit 99.1,
shall not be deemed filed for purposes of Section 18 of the
Securities Exchange Act of 1934, as amended (the Exchange Act),
or otherwise subject to the liabilities under that Section, and
shall not be deemed to be incorporated by reference into any
filing of the Company under the Securities Act of 1933, as
amended, or the Exchange Act.
Forward-Looking Statements
This current report on Form 8-K and other written or oral
statements made from time to time by representatives of
Broadridge may contain forward-looking statements within the
meaning of the Private Securities Litigation Reform Act of 1995.
Statements that are not historical in nature, and which may be
identified by the use of words such as expects, assumes,
projects, anticipates, estimates, we believe, could be and other
words of similar meaning, are forward-looking statements. In
particular, statements about Broadridges future financial
performance are forward-looking statements. These statements are
based on managements expectations and assumptions and are subject
to risks and uncertainties that may cause actual results to
differ materially from those expressed. These risks and
uncertainties include those risk factors discussed in Part I,
Item 1A. Risk Factors of our Annual Report on Form 10-K for the
fiscal year ended June 30, 2016 (the 2016 Annual Report), as they
may be updated in any future reports filed with the Securities
and Exchange Commission. All forward-looking statements speak
only as of the date of this 8-K and are expressly qualified in
their entirety by reference to the factors discussed in the 2016
Annual Report.
These risks include: the success of Broadridge in retaining and
selling additional services to its existing clients and in
obtaining new clients; Broadridges reliance on a relatively small
number of clients, the continued financial health of those
clients, and the continued use by such clients of Broadridges
services with favorable pricing terms; changes in laws and
regulations affecting Broadridges clients or the investor
communication services provided by Broadridge; any material
breach of Broadridge security affecting its clients customer
information; declines in participation and activity in the
securities markets; the failure of Broadridges outsourced data
center services provider to provide the anticipated levels of
service; a disaster or other significant slowdown or failure of
Broadridges systems or error in the performance of Broadridges
services; overall market and economic conditions and their impact
on the securities markets; Broadridges failure to keep pace with
changes in technology and demands of its clients; Broadridges
ability to attract and retain key personnel; the impact of new
acquisitions and divestitures; and competitive conditions.
Broadridge disclaims any obligation to update or revise
forward-looking statements that may be made to reflect events or
circumstances that arise after the date made or to reflect the
occurrence of unanticipated events, other than as required by
law.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits. The following exhibit is furnished herewith:
Exhibit No.
Description
99.1
Transcript of the Broadridge Financial Solutions, Inc.
Earnings Conference Call for the first quarter ended
September 30, 2016


About BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)


An ad to help with our costs