Avinger,Inc. (NASDAQ:AVGR) Files An 8-K Submission of Matters to a Vote of Security HoldersItem 5.07 Submission of Matters to a Vote of Security Holders.
On June8, 2018, Avinger,Inc. (the “Company”) held its 2018 Annual Meeting of Stockholders (the “Annual Meeting”). Present at the Annual Meeting in person or by proxy were holders of 3,565,323 shares of the Company’s common stock, representing 73.65% of the voting power of the shares of the Company’s common stock as of April9, 2018, the record date for the Annual Meeting, and constituting a quorum for the transaction of business. The matters before the annual meeting are described in more detail in the Company’s definitive proxy statement filed with the United States Securities and Exchange Commission on April27, 2018.
Proposal 1 — Election of Directors. The following nominee was elected as a ClassIII director to serve until the 2021 Annual Meeting of Stockholders and until his successor is duly elected and qualified:
Nominee |
VotesFor |
VotesWithheld |
BrokerNon- votes |
James G. Cullen |
635,686 |
102,224 |
2,827,413 |
Proposal 2 — Ratification of the Appointment of Independent Registered Public Accounting Firm. The appointment of Moss Adams LLP as the Company’s independent registered public accounting firm for its fiscal year ending December31, 2018 was ratified.
VotesFor |
VotesAgainst |
Abstentions |
BrokerNon-votes |
3,399,007 |
136,614 |
29,702 |
Proposal 3 — Approval of the Amendment of the Avinger,Inc. 2015 Equity Incentive Plan. The amendment of the Company’s 2015 Equity Incentive Plan was approved.
VotesFor |
VotesAgainst |
Abstentions |
BrokerNon-votes |
446,155 |
286,902 |
4,853 |
2,827,413 |
Proposal 4 — Approval of the Potential Issuance of Greater than 19.99% of Outstanding Common Stock upon the Conversion of SeriesA Preferred Stock. The potential issuance of greater than 19.99% of outstanding common stock upon the conversion of SeriesA preferred stock was approved.
VotesFor |
VotesAgainst |
Abstentions |
BrokerNon-votes |
490,321 |
204,855 |
42,734 |
2,827,413 |