ASSOCIATED CAPITAL GROUP, INC. (NYSE:AC) Files An 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

ASSOCIATED CAPITAL GROUP, INC. (NYSE:AC) Files An 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
Item 5.02

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Departure of Directors orCertain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On October 13, 2017, Associated Capital Group, Inc. ("AC)announced that Patrick Dennis will resign as Chief Financial Officer effective November 7, 2017.

Francis J. Conroy, CPA, will serve as interim Chief Financial Officer whileAC conducts a search.

Item 5.02

Financial Statements and Exhibits.

(d) Exhibits

99.1 AC's Press Release, dated October 13, 2017.


Associated Capital Group, Inc. Exhibit
EX-99.1 2 ac8kex991101317.htm EXHIBIT 99.1,…
To view the full exhibit click here

About ASSOCIATED CAPITAL GROUP, INC. (NYSE:AC)

Associated Capital Group, Inc. is the parent operating company for the Spin-off of GAMCO Investors, Inc.’s (GAMCO’s) alternative investment management business, institutional research services operations and certain cash and other assets. The Company operates through the investment advisory and asset management business segment. The Company conducts its investment advisory business principally through Gabelli Securities, Inc. (GSI). GSI and its subsidiary, Gabelli & Partners, LLC (Gabelli & Partners), collectively serve as general partners, co-general partners or investment managers to investment funds, including limited partnerships and offshore companies (collectively, Investment Partnerships), and separate accounts. The Company primarily manages assets in equity event-driven value strategies, across a range of risk and event arbitrage portfolios. The Company operates its institutional research services operations through G.research, LLC (G.research), a subsidiary of GSI.

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