ARLINGTON ASSET INVESTMENT CORP. (NYSE:AI) Files An 8-K Submission of Matters to a Vote of Security Holders

ARLINGTON ASSET INVESTMENT CORP. (NYSE:AI) Files An 8-K Submission of Matters to a Vote of Security Holders
Item 5.07.Submission of Matters to a Vote of Security Holders.

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Arlington Asset Investment Corp. (the “Company”) held its annual meeting of shareholders on June 14, 2018.At the annual meeting, the shareholders voted on (i) the election of Eric F. Billings, Daniel J. Altobello, Daniel E. Berce, David W. Faeder, Peter A. Gallagher, Ralph S. Michael, III, Anthony P. Nader, III and J. Rock Tonkel, Jr. to the Company’s Board of Directors for one-year terms expiring at the 2019 annual meeting of shareholders, (ii) a proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2018, (iii) a proposal to approve, on an advisory (non-binding) basis, the Company’s executive compensation, and (iv) a proposal to ratify the First Amendment to the Company’s Shareholder Rights Plan.The shareholders elected all eight nominees for director, approved the ratification of the appointment of PricewaterhouseCoopers LLP, approved, on an advisory basis, the Company’s executive compensation and approved the ratification of the First Amendment to the Company’s Shareholder Rights Plan.

The full results of the matters voted on at the annual meeting are set forth below:

Proposal No. 1 — Election of Directors:

Nominee for Director

For

Against

Abstain

Broker Non-Votes

Eric F. Billings

10,472,592

544,923

109,154

14,959,520

Daniel J. Altobello

10,486,526

547,970

92,173

14,959,520

Daniel E. Berce

10,564,554

452,592

109,523

14,959,520

David W. Faeder

10,547,986

474,425

104,258

14,959,520

Peter A. Gallagher

10,469,566

545,224

111,879

14,959,520

Ralph S. Michael, III

10,495,415

541,027

90,227

14,959,520

Anthony P. Nader, III

9,962,965

1,057,642

106,062

14,959,520

J. Rock Tonkel, Jr.

10,523,809

510,941

91,919

14,959,520

Proposal No. 2 — Ratification of the Appointment of the Company’s Independent Registered Public Accounting Firm:

For

Against

Abstain

Broker Non-Votes

25,186,935

550,392

348,862

*

No broker non-votes arose in connection with Proposal No. 2, due to the fact that the matter was considered “routine” under NYSE rules.

Proposal No. 3 — Advisory Vote on Executive Compensation:

For

Against

Abstain

Broker Non-Votes

8,312,320

2,449,754

364,595

14,959,520

Proposal No. 4 — Ratification of the First Amendment to the Company’s Shareholder Rights Plan:

For

Against

Abstain

Broker Non-Votes

9,967,571

714,494

444,604

14,959,520


About ARLINGTON ASSET INVESTMENT CORP. (NYSE:AI)

Arlington Asset Investment Corp. is a principal investment firm. The Company acquires and holds a levered portfolio of residential mortgage-backed securities (MBS), consisting of agency MBS and private-label MBS. The Company may invest in other types of residential mortgage assets, such as residential mortgage loans, mortgage servicing rights and government sponsored enterprise (GSE) credit risk transfer securities, as well as other types of assets, including commercial MBS, asset backed securities, other structured securities, commercial mortgage loans, commercial loans, and other real estate-related loans and securities. The Company’s Agency MBS include residential mortgage pass-through certificates for which the principal and interest payments are guaranteed by a United States Government agency or GSE, such as the Federal National Mortgage Association and the Federal Home Loan Mortgage Corporation. Its subsidiary is Rosslyn REIT Trust, which is a real estate investment trust.

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