ARLINGTON ASSET INVESTMENT CORP. (NYSE:AI) Files An 8-K Entry into a Material Definitive Agreement

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ARLINGTON ASSET INVESTMENT CORP. (NYSE:AI) Files An 8-K Entry into a Material Definitive Agreement
Item 1.01 Entry into a Material Definitive Agreement

On April13, 2018, Arlington Asset Investment Corp. (the “Company”) entered into a First Amendment (the “First Amendment”) to its Rights Agreement, dated June5, 2009, with American Stock Transfer& Trust Company, LLC (the “Rights Agreement”). The First Amendment extends the expiration date of the “Rights,” as specified in the Rights Agreement, until June4, 2022. No shareholder approval was required for adoption of the First Amendment; however, the Company intends to submit the First Amendment to its shareholders for approval at the 2018 annual meeting of shareholders.

The foregoing description of the Rights Agreement and the First Amendment are not complete and are subject to and qualified by reference to the full text of the Rights Agreement and the First Amendment filed as Exhibits4.1 and 4.2 hereto, respectively, and incorporated herein by reference.

Item 1.01 Material Modification to Rights of Security Holders

The information included in Item 1.01 above and the documents filed as Exhibits4.1 and 4.2 hereto are incorporated herein by reference.

Item 1.01. Financial Statements and Exhibits

Exhibit

Description of Exhibit

4.1 Rights Agreement, dated as of June5, 2009, between the Company and American Stock Transfer & Trust Company, LLC (incorporated by reference to Exhibit4.1 to the Company’s Current Report on Form8-K, filed on June5, 2009).
4.2 First Amendment to Rights Agreement, dated as of April13, 2018, between the Company and American Stock Transfer& Trust Company, LLC.

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Arlington Asset Investment Corp. Exhibit
EX-4.2 2 d566957dex42.htm EX-4.2 EX-4.2 Exhibit 4.2 FIRST AMENDMENT TO RIGHTS AGREEMENT THIS FIRST AMENDMENT TO RIGHTS AGREEMENT (this “First Amendment”) is made as of this 13th day of April,…
To view the full exhibit click here

About ARLINGTON ASSET INVESTMENT CORP. (NYSE:AI)

Arlington Asset Investment Corp. is a principal investment firm. The Company acquires and holds a levered portfolio of residential mortgage-backed securities (MBS), consisting of agency MBS and private-label MBS. The Company may invest in other types of residential mortgage assets, such as residential mortgage loans, mortgage servicing rights and government sponsored enterprise (GSE) credit risk transfer securities, as well as other types of assets, including commercial MBS, asset backed securities, other structured securities, commercial mortgage loans, commercial loans, and other real estate-related loans and securities. The Company’s Agency MBS include residential mortgage pass-through certificates for which the principal and interest payments are guaranteed by a United States Government agency or GSE, such as the Federal National Mortgage Association and the Federal Home Loan Mortgage Corporation. Its subsidiary is Rosslyn REIT Trust, which is a real estate investment trust.

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