ALBIREO PHARMA,INC. (NASDAQ:BIOD) Files An 8-K Financial Statements and Exhibits
Item9.01. Financial Statements and Exhibits.
(b)Pro Forma Financial Information
Unaudited pro forma condensed combined financial statements as of
and for the nine months ended September30, 2016 are attached as
Exhibit99.5 to this Amendment No.2 and are incorporated by
reference herein.
(d)Exhibits
|
Exhibit No. |
DescriptionofExhibit |
|
| 2.1 |
Amended and Restated Share Exchange Agreement, dated as of July 13, 2016, by and among Biodel Inc., Albireo Limited and the Sellers listed on Schedule I thereto. (incorporated by reference to Exhibit2.1 to the Companys Current Report on Form8-K filed with the Securities and Exchange Commission on July 13, 2016). |
|
| 3.1 |
Certificate of Amendment (Reverse Stock Split) to the Restated Certificate of Incorporation of the Company, dated November 3, 2016. |
|
| 3.2 |
Certificate of Amendment (Name Change) to the Restated Certificate of Incorporation of the Company, dated November 3, 2016. |
|
| 4.1 |
Warrant to Purchase Common Stock of Albireo Pharma, Inc., dated November 4, 2016, issued to Kreos Capital IV (Expert Fund) Limited. |
|
| 10.1 |
Supplemental Deed, dated as of May 24, 2016, by and among Kreos Capital IV (UK) Limited, Albireo Limited, Albireo AB and Elobix AB, including as Schedule 1 thereto the Amended and Restated Agreement for the Provision of a Loan Facility of up to 6,000,000, dated as of December 18, 2014, by and among Kreos Capital IV (UK) Limited, Albireo Limited, Albireo AB and Elobix AB. |
|
| 10.2 |
Guaranty and Security Agreement, dated as of November 4, 2016, by and between Albireo Pharma, Inc. and Kreos Capital IV (UK) Limited. |
|
| 10.3* |
Employment Agreement, dated as of July 27, 2015, by and between Albireo, Inc. and Ronald H.W. Cooper. |
|
| 10.4* |
Employment Agreement, dated as of February 14, 2008, by and between Albireo AB and Jan P. Mattsson, Ph.D. |
1
| 10.5* |
Employment Agreement, dated as of August4, 2016, by and between Albireo, Inc. and Thomas A. Shea. |
|
| 10.6* |
Employment Agreement, dated as of September 6, 2016, by and between Albireo, Inc. and Paresh N. Soni, M.D., Ph.D. |
|
| 10.7* |
Employment Agreement, dated as of February 17, 2016, by and between Albireo, Inc. and Peter A. Zorn. |
|
| 10.8* |
Formof Indemnification Agreement, by and between the Company and each of its directors and executive officers. |
|
| 10.9* | Albireo Pharma,Inc. 2016 Equity Incentive Plan. | |
| 16.1 | Letter from BDO USA, LLP dated November 3, 2016. | |
| 23.1 |
Consent of Ernst Young LLP, independent registered public accounting firm, regarding the audited financial statements of the Albireo Limited. |
|
| 99.1 | Press Release dated November 3, 2016. | |
| 99.2 |
Audited consolidated financial statements of Albireo Limited as of and for the years ended December 31, 2015 and 2014 and unaudited consolidated financial statements of Albireo Limited as of June 30, 2016 and for the three and six months ended June 30, 2016 and 2015. |
|
| 99.3 |
Unaudited pro forma condensed combined financial statements for the year ended December 31, 2015 and as of and for the six months ended June 30, 2016. |
|
| 99.4 |
Unaudited consolidated financial statements of Albireo Limited as of September30, 2016 and for the three and nine months ended September30, 2016 and 2015. |
|
| 99.5 |
Unaudited pro forma condensed combined financial statements as of and for the nine months ended September30, 2016. |
| * | Management contract or compensatory plan or arrangement. |
| Previously filed as an exhibit to the Original Form 8-K. |
| Previously filed as an exhibit to Amendment No.1. |
2
About ALBIREO PHARMA, INC. (NASDAQ:BIOD)
Albireo Pharma, Inc., formerly Biodel Inc., is a clinical-stage biopharmaceutical company. The Company is focused on the development and commercialization of bile acid modulators to treat orphan pediatric liver diseases and other liver and gastrointestinal diseases and disorders. Its clinical pipeline includes over two Phase II product candidates and one Phase III product candidate. Its pipeline includes A4250, A3384 and Elobixibat. The Company is developing A4250 as a treatment for pediatric orphan cholestatic liver diseases, such as progressive familial intrahepatic cholestasis (PFIC). The Company is developing A3384 for the treatment of bile acid malabsorption (BAM) disease. The Company is also developing Elobixibat as a treatment for chronic idiopathic constipation (CIC). A4250 and Elobixibat are selective inhibitors of the ileal bile acid transporter (IBAT). The Company has completed a Phase II clinical trial of a prototype of A3384 in over 19 subjects with BAM. ALBIREO PHARMA, INC. (NASDAQ:BIOD) Recent Trading Information
ALBIREO PHARMA, INC. (NASDAQ:BIOD) closed its last trading session 00.00 at 19.46 with 2,338,156 shares trading hands.
