Affiliated Managers Group, Inc. (NYSE:AMG) Files An 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain OfficersItem 5.02
On May29, 2018, Affiliated Managers Group, Inc. (the “Company”) announced that Nathaniel Dalton is succeeding Sean M. Healey as the Company’s Chief Executive Officer, effective immediately, and has been appointed to the Company’s Board of Directors. Mr.Healey becomes Executive Chairman, also effective immediately. Mr.Healey has been diagnosed with amyotrophic lateral sclerosis (a motor neuron disease otherwise known as ALS, or Lou Gehrig’s disease), and will pursue treatment while continuing to play an active role in the execution of the Company’s strategy.
Mr.Dalton was previously the President and Chief Operating Officer of the Company. The information about Mr.Dalton required under Item 401(b), (d) and (e)of Regulation S-K is incorporated by reference from the Company’s annual meeting proxy statement on Schedule 14A as filed on April30, 2018 (the “Proxy Statement”).
| Item 5.02 | Regulation FD Disclosure |
The Company announced the developments set forth in Item 5.02 in a press release on May29, 2018, a copy of which is furnished as Exhibit 99.1 hereto.
The Company intends to change the location of its June12, 2018 Annual Meeting of Stockholders to the Company’s office at 600 Hale Street, Prides Crossing, Massachusetts. The foregoing change will be reflected in a supplement to the Proxy Statement.
| Item 5.02 | Financial Statements and Exhibits. |
(d) Exhibits.
| * | This exhibit shall not be deemed “filed” for purposes of Section18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of that section, nor shall it be incorporated by reference into any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934. |
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AFFILIATED MANAGERS GROUP, INC. ExhibitEX-99.1 2 d592651dex991.htm EX-99.1 EX-99.1 Exhibit 99.1 Investor and Media Relations: Alexandra Lynn Selene Oh +1 (617) 747-3300 [email protected] [email protected] AMG Announces that Nathaniel Dalton Succeeds Sean M. Healey as CEO Healey Becomes Executive Chairman WEST PALM BEACH,…To view the full exhibit click here
About Affiliated Managers Group, Inc. (NYSE:AMG)
Affiliated Managers Group, Inc. is an asset management company with equity investments in boutique investment management firms (Affiliates). The Company is focused on investing in the boutique investment management firms globally, including traditional, alternative and wealth management firms, specializing in an array of active return-oriented investment strategies. The Company manages assets in its three distribution channels: Institutional, Mutual Fund and High Net Worth. Through its Affiliates, the Company manages active return-oriented strategies primarily through separate accounts for large institutional investors around the world, including foundations, endowments, sovereign wealth funds and retirement plans for corporations and municipalities. The Company’s aggregate assets under management are $611.3 billion in over 500 investment products across a range of active return-oriented strategies and distribution channels.
