ADAPTIMMUNE THERAPEUTICS PLC (NASDAQ:ADAP) Files An 8-K Amendment to Registrant’s Code of Ethics, or Waiver of a Provision of the Code of EthicsItem 5.05Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics.
On July20, 2017, the Board of Directors of Adaptimmune Therapeutics plc (the “Company” or “Adaptimmune”) approved and adopted a revised and updated Code of Business Conduct and Ethics (the “Updated Code”), which applies to all directors, officers and employees of the Company. The Updated Code replaced the Company’s prior Code of Business Conduct and Ethics adopted in July2015 and reflects, among other matters, clarifications and revisions relating to conflicts of interest, compliance with laws, reporting and enforcement, and other matters intended to update the Company’s Code of Business Conduct and Ethics.
The foregoing summary of the Updated Code does not purport to be a complete description and is qualified in its entirety by reference to the full text of the Updated Code, which is filed as Exhibit14.1 to this Current Report on Form8-K and is incorporated by reference herein. A copy of the Updated Code is available in the Investors section of Adaptimmune’s website (http://www.adaptimmune.com) under the heading “Governance.” The information contained on or accessible through the Company’s website shall not be deemed to be a part of this Current Report on Form8-K.
The information contained in Item 9.01 of this Form8-K, including the attached Exhibit14.1, shall not be deemed “filed” for purposes of Section18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing made by the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by the Company by specific reference in such a filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits. The following exhibit is furnished as part of this Report on Form8-K:
ExhibitNo. |
DescriptionofExhibit |
14.1 |
Adaptimmune Therapeutics plc Code of Business Conduct and Ethics, effective July20, 2017 |