CAPITOL FEDERAL FINANCIAL, INC. (NASDAQ:CFFN) Files An 8-K Submission of Matters to a Vote of Security Holders
Item 5.07 SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS
Capitol Federal Financial, Inc. (the “Company”) held its Annual Meeting of Stockholders on January 22, 2019 (the “Annual Meeting”). Holders of record of the Company’s common stock at the close of business on November 30, 2018 were entitled to vote on three items at the Annual Meeting. Stockholders elected John B. Dicus, James G. Morris and Jeffrey R. Thompson each to a three-year term as director. The stockholders approved, on an advisory basis, the compensation of the Company’s named executive officers, as disclosed in the Company’s proxy statement for the Annual Meeting (the “Say on Pay Vote”). The stockholders also ratified the appointment of Deloitte & Touche LLP as the Company’s independent auditors for the fiscal year ending September 30, 2019. The final voting results of each item are set forth below.
| Number of Votes | ||||
| For | Against | Abstained | Broker Non-Votes | |
| Proposal 1. | ||||
| Election of the following directors for the terms indicated: | ||||
| John B. Dicus (three years) | 106,345,817 | 2,754,275 | 49,407 | 18,569,204 |
| James G. Morris (three years) | 107,058,876 | 1,882,356 | 208,267 | 18,569,204 |
| Jeffrey R. Thompson (three years) | 105,885,891 | 3,053,221 | 210,386 | 18,569,204 |
| The following directors had their term of office continue after the meeting: | ||||
| Michel’ Philipp Cole | ||||
| Jeffrey M. Johnson | ||||
| Michael T. McCoy, M.D. | ||||
| Morris J. Huey, II | ||||
| Reginald L. Robinson |
| Number of Votes | ||||
| For | Against | Abstained | Broker Non-Votes | |
| Proposal 2. | ||||
| Stockholder approval, on advisory basis, of executive compensation | 104,173,905 | 4,014,662 | 960,929 | 18,569,208 |
| Number of Votes | ||||
| For | Against | Abstained | Broker Non-Votes | |
| Proposal 3. | ||||
| Ratification of Deloitte & Touche LLP as independent auditors | 126,198,209 | 1,419,016 | 101,478 | — |
ITEM 7.01 REGULATION FD DISCLOSURE
Attached hereto as Exhibit 99.1 and incorporated herein by reference are the slides from the Company’s presentation at the Annual Meeting on January 22, 2019.
On January 22, 2019, the Company issued the press release attached hereto as Exhibit 99.2 and incorporated herein by reference announcing a cash dividend of $0.085 per share, payable on February 15, 2019 to holders of record of the Company’s common stock as of the close of business on February 1, 2019.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
(d) Exhibits
Exhibit 99.1 – Annual Meeting slide presentation
Exhibit 99.2 – Press release announcing dividend dated January 22, 2019
Capitol Federal Financial, Inc. Exhibit
EX-99.1 2 annualmtg2018.htm ANNUAL MEETING SLIDE PRESENTATION annualmtg2018 Board of Directors John B. Dicus,…
To view the full exhibit click here
About CAPITOL FEDERAL FINANCIAL, INC. (NASDAQ:CFFN)
Capitol Federal Financial, Inc. is the savings and loan holding company. The Company provides a range of retail banking services, through its subsidiary, Capitol Federal Savings Bank (the Bank), a federal savings bank that serves primarily the metropolitan areas of Topeka, Wichita, Lawrence, Manhattan, Emporia and Salina, Kansas and portions of the metropolitan area of greater Kansas City. The Company attracts retail deposits from the general public and invests those funds primarily in permanent loans secured by first mortgages on owner-occupied, one- to four-family residences. In addition to providing full service banking offices, it provides its customers mobile banking, telephone banking and bill payment services, and online banking and bill payment services. Its primary lending business is originating and purchasing loans secured by one- to four-family residential properties, which results in a loan concentration in residential first mortgage loans located in Kansas and Missouri.
