WELLS FARGO & COMPANY (NYSE:WFC) Files An 8-K Financial Statements and Exhibits
Item 9.01.
Exhibits are filed herewith in connection with the Registration Statement on FormS-3 (File Nos.333-221324 and 333-221324-01) filed by Wells Fargo&Company and Wells Fargo Finance LLC with the Securities and Exchange Commission.
On March 29, 2019, Wells Fargo Finance LLC issued the following Medium-Term Notes, SeriesA: (i) Principal at Risk Securities Linked to the Russell 2000® Index due March 29, 2023; (ii) Principal at Risk Securities Linked to the Russell 2000® Index due March 29, 2023; (iii) Principal at Risk Securities Linked to the Lowest Performing of the Russell 2000® Index and the EURO STOXX 50® Index due April 6, 2029; and (iv) Principal at Risk Securities Linked to the S&P 500® Index due March 31, 2021 (collectively, the “Notes”). The Notes are fully and unconditionally guaranteed by Wells Fargo & Company (the “Guarantee”).
The purpose of this Current Report is to file with the Securities and Exchange Commission the form of Note related to each issuance and the opinion of Faegre Baker Daniels LLP regarding the Notes and the Guarantee.
(d)Exhibits
| Exhibit No. | Description | Location |
| 4.1 |
Form of Medium-Term Notes, Series A, Principal at Risk Securities Linked to the Russell 2000® Index due March 29, 2023. |
Filed herewith |
| 4.2 |
Form of Medium-Term Notes, Series A, Principal at Risk Securities Linked to the Russell 2000® Index due March 29, 2023. |
Filed herewith |
| 4.3 |
Form of Medium-Term Notes, Series A, Principal at Risk Securities Linked to the Lowest Performing of the Russell 2000® Index and the EURO STOXX 50® Index due April 6, 2029. |
Filed herewith |
| 4.4 |
Form of Medium-Term Notes, Series A, Principal at Risk Securities Linked to the S&P 500® Index due March 31, 2021. |
Filed herewith |
| 5.1 |
Opinion of Faegre Baker Daniels LLP regarding the Notes and the Guarantee. |
Filed herewith |
| 23.1 |
Consent of Faegre Baker Daniels LLP. |
Included as part of Exhibit5.1 |
WELLS FARGO & COMPANY/MN Exhibit
EX-4.1 2 ex4-1.htm FORM OF MEDIUM-TERM NOTES,…
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About WELLS FARGO & COMPANY (NYSE:WFC)
Wells Fargo & Company is a bank holding company. The Company is a financial services company, which offers banking, insurance, trust and investments, mortgage banking, investment banking, retail banking, brokerage, and consumer and commercial finance. It has three operating segments: Community Banking, Wholesale Banking, and Wealth and Investment Management. Its Community Banking segment offers financial products and services for consumers and small businesses, including checking and savings accounts, credit and debit cards, and auto, student and small business lending. Its Wholesale Banking segment provides financial solutions to businesses across the United States and globally. Its Wealth and Investment Management segment provides a range of personalized wealth management, investment, and retirement products and services to clients across the United States-based businesses. It operates through over 8,700 locations and approximately 13,000 automated teller machines.
