STIFEL FINANCIAL CORP. (NYSE:SF) Files An 8-K Financial Statements and Exhibits

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STIFEL FINANCIAL CORP. (NYSE:SF) Files An 8-K Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits.

(b) Pro forma financial information.

Attached as Exhibit 99.1 hereto and incorporated by reference is an unaudited pro forma consolidated statement of operations for the year ended December31, 2016, giving pro forma effect to the sale of the Sterne Businesses.

Exhibit Number

Description of Exhibit

99.1 Unaudited Pro Forma Consolidated Statement of Operations.

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EXHIBIT INDEX

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STIFEL FINANCIAL CORP Exhibit
EX-99.1 2 d458787dex991.htm EX-99.1 EX-99.1 Exhibit 99.1 UNAUDITED PRO FORMA CONSOLIDATED FINANCIAL STATEMENTS As previously disclosed,…
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About STIFEL FINANCIAL CORP. (NYSE:SF)

Stifel Financial Corp. is a financial holding company. Its principal subsidiary is Stifel, Nicolaus & Company, Incorporated, a retail and institutional wealth management and investment banking firm. Its principal activities are private client services, including securities transaction and financial planning services; institutional equity and fixed income sales, trading, research and municipal finance; investment banking services, including mergers and acquisitions, public offerings and private placements, and retail and commercial banking, including personal and commercial lending programs. It operates through three segments. The Global Wealth Management segment consists of the Private Client Group and Stifel Bank businesses. The Institutional Group segment includes research, equity and fixed income institutional sales and trading, investment banking, public finance and syndicate. The Other segment includes interest income from stock borrow activities and interest income.