SIEBERT FINANCIAL CORP. (NASDAQ:SIEB) Files An 8-K Shareholder Director Nominations
Item 5.08 Shareholder Director Nominations.
Siebert Financial Corp. (the “Company”) expects to hold its
2017 annual meeting of shareholders on or about June 23, 2017.
The Company expects that shareholders of record as of the close
of business on or about May 9, 2017 will be entitled to receive
notice of and vote at the meeting.
The Annual Meeting is more than 30 days from the anniversary of
the Company’s annual meeting of shareholders for the year ended
December 31, 2015, which was held on December 16, 2016. As a
result, the deadline for any shareholder proposal or shareholder
nomination under the rules of the Securities and Exchange
Commission (the “SEC”) listed in the Company’s 2016 Proxy
Statement on Schedule 14A, as filed with the SEC on November 28,
2016, is no longer applicable. In order for a shareholder
proposal to be considered for inclusion in our proxy statement
and form of proxy for the 2017 annual meeting, the written
proposal must be received at our principal executive offices at
120 Wall Street, New York, New York 10005, Attention: Corporate
Secretary, on or before May 2, 2017. All shareholder proposals
must satisfy the requirements of Rule 14a-8 promulgated under the
Securities Exchange Act of 1934, as amended and all other
applicable SEC regulations regarding the inclusion of shareholder
proposals in company-sponsored proxy materials.
About SIEBERT FINANCIAL CORP. (NASDAQ:SIEB)
Siebert Financial Corp. is a holding company that conducts retail discount brokerage business through its subsidiary, Muriel Siebert & Co., Inc. (Siebert). The Company’s Siebert’s principal activity is providing online and traditional brokerage and related services to retail investors. It is also an investment advisor through a subsidiary, Siebert Investment Advisors, Inc. (SIA). SIA offers advice to clients regarding asset allocation and the selection of investments. A subsidiary, Siebert’s Women’s Financial Network Inc. (WFN), is engaged in providing products, services and information devoted to women’s financial needs. Siebert develops and maintains its retail customer base through printed advertising in financial publications, Internet advertising and social media. The Retail Division includes discount brokerage and related services, independent retail execution services, retail customer service, retirement accounts, customer financing, and information and communications systems. SIEBERT FINANCIAL CORP. (NASDAQ:SIEB) Recent Trading Information
SIEBERT FINANCIAL CORP. (NASDAQ:SIEB) closed its last trading session down -0.04 at 3.90 with 8,751 shares trading hands.
