Rocky Mountain Chocolate Factory, Inc. (NASDAQ:RMCF) Files An 8-K Submission of Matters to a Vote of Security HoldersItem 5.07 Submission of Matters to a Vote of Security Holders.
On August 17, 2018, Rocky Mountain Chocolate Factory, Inc. (the “Company”) held its Annual Meeting of Shareholders (the “Annual Meeting”) at the DoubleTree Hotel, 501 Camino Del Rio,Durango, Colorado 81301. At the close of business on June 22, 2018, the record date for the Annual Meeting, there were a total of 5,914,668 shares of Common Stock, par value $0.001 per share (the “Common Stock”), of the Company outstanding and entitled to vote at the Annual Meeting. At the Annual Meeting, 5,488,728 shares, or 92.8% of the outstanding shares of Common Stock entitled to vote, were represented by proxy or in person and, therefore, a quorum was present at the Annual Meeting. All of the proposals were approved, and all of the director nominees were elected, by the vote of the shareholders at the Annual Meeting. The results of the matters submitted to a vote of the shareholders at the Annual Meeting were as follows:
Proposal — Election of directors.
|
Votes For |
Votes Withheld |
Broker Non-Votes |
|
|
Franklin E. Crail |
2,820,398 | 577,134 | 2,091,196 |
|
Lee N. Mortenson |
2,281,030 | 1,116,502 | 2,091,196 |
|
Bryan J. Merryman |
2,748,477 | 649,055 | 2,091,196 |
|
Brett P. Seabert |
2,784,380 | 613,152 | 2,091,196 |
|
Clyde Wm. Engle |
2,296,531 | 1,101,001 | 2,091,196 |
|
Scott G. Capdevielle |
2,816,773 | 580,759 | 2,091,196 |
Proposal — Ratification of the appointment of EKS&H LLLP as the Company’s independent registered public accounting firm for the fiscal year ending February28, 2019.
|
Votes For |
Votes Against |
Abstentions |
Uncast |
|
5,434,295 |
43,149 |
11,284 |
|
Proposal — Advisory vote to approve the compensation of the Company’s named executive officers.
|
Votes For |
Votes Against |
Abstentions |
Broker Non-Votes |
Uncast |
|
3,085,121 |
140,053 |
172,358 |
2,091,196 |
|
About Rocky Mountain Chocolate Factory, Inc. (NASDAQ:RMCF)
Rocky Mountain Chocolate Factory, Inc. is an international franchisor, confectionery manufacturer and retail operator. The Company’s subsidiary, U-Swirl International, Inc. (U-Swirl), franchises and operates soft-serve frozen yogurt stores. The Company operates through five segments: Franchising, Manufacturing, Retail Stores, U-Swirl operations and Other. The Company manufactures a range of chocolate candies and other confectionery products. The Company’s franchised/license system of retail stores features chocolate, frozen yogurt and other confectionary products. The Company also sells its candy in selected locations outside of its system of retail stores and licenses the use of its brand with certain consumer products. The Company’s products include a range of clusters, caramels, creams, mints and truffles. Its individual stores also offer over 15 fudges and other products prepared in the store. The Company uses chocolate, nut meats and other ingredients in its candies.
