Raymond James Financial, Inc. (NYSE:RJF) Files An 8-K Other Events
Item8.01
| Other Events |
On May10, 2017, Raymond James Financial, Inc. (the Company)
closed the public underwritten offering (the Offering) of
$500,000,000 aggregate principal amount of the Companys 4.950%
Senior Notes due 2046 (the Notes), to the Underwriting Agreement,
dated May5, 2017, by and among the Company and the several
underwriters named therein. The offering was a reopening of the
series. The Notes have been consolidated, formed a single series,
and are fully fungible with the Companys $300,000,000 aggregate
principal amount of 4.950% senior notes issued on July12, 2016.
The Notes were issued to the Indenture, dated as of August10,
2009, between the Company and The Bank of New York Mellon Trust
Company, N.A., as trustee (the Trustee), as supplemented by the
Sixth (Reopening) Supplemental Indenture, dated as of May10,
2017, between the Company and the Trustee, regarding the Notes
(the Sixth (Reopening) Supplemental Indenture). The Notes have
been registered under the Securities Act of 1933, as amended, by
a registration statement on Form S-3 (File
No.333-204400).
The Underwriting
Agreement is filed as Exhibit 1.1 to this Current Report on Form
8-K, the Sixth (Reopening) Supplemental Indenture is filed as
Exhibit 4.1 to this Current Report on Form 8-K, and each is
incorporated herein by reference. The foregoing description of
the Notes and other documents relating to the Offering does not
purport to be complete and is qualified in its entirety by
reference to the full text of these securities and documents,
forms or copies of which are attached as exhibits to this Current
Report on Form 8-K and are incorporated herein by
reference.
On May5, 2017, the
Company issued a press release announcing the launch of the
Offering. A copy of the press release is attached as Exhibit 99.1
to this Current Report on Form 8-K and is incorporated herein by
reference. On May5, 2017, the Company issued a press release
announcing the pricing of the Offering. A copy of the press
release is attached as Exhibit 99.2 to this Current Report on
Form 8-K and is incorporated herein by reference. On May10, 2017,
the Company issued a press release announcing the closing of the
Offering. A copy of the press release is attached as Exhibit 99.3
to this Current Report on Form 8-K and is incorporated herein by
reference.
| Item9.01 | Financial Statements and Exhibits |
| (d) | Exhibits |
| Exhibit1.1 |
Underwriting Agreement, dated May5, 2017, by and among Raymond James Financial, Inc. and the several underwriters named therein. |
|
| Exhibit4.1 |
Sixth (Reopening) Supplemental Indenture, dated as of May10, 2017, between Raymond James Financial, Inc. and The Bank of New York Mellon Trust Company, N.A., as trustee. |
|
| Exhibit4.3 | Specimen 4.950% Senior Note due 2046. | |
| Exhibit5.1 | Opinion of Michael R. Alford, Esq. | |
| Exhibit5.2 | Opinion of Morrison Foerster LLP. | |
| Exhibit23.1 | Consent of Michael R. Alford, Esq. (included in Exhibit 5.1). | |
| Exhibit23.2 | Consent of Morrison Foerster LLP (included in Exhibit 5.2). | |
| Exhibit 99.1 |
Press release dated May5, 2017 issued by Raymond James Financial, Inc. |
|
| Exhibit 99.2 |
Press release dated May5, 2017 issued by Raymond James Financial, Inc. |
|
| Exhibit 99.3 |
Press release dated May10, 2017 issued by Raymond James Financial, Inc. |
About Raymond James Financial, Inc. (NYSE:RJF)
Raymond James Financial, Inc. (RJF) is a financial holding company. The Company’s subsidiaries include Raymond James & Associates, Inc. (RJ&A), Raymond James Financial Services, Inc. (RJFS), Raymond James Financial Services Advisors, Inc. (RJFSA), Raymond James Ltd. (RJ Ltd.), Eagle Asset Management, Inc. (Eagle), and Raymond James Bank, N.A. (RJ Bank). It operates through five segments: Private Client Group (PCG), Capital Markets, Asset Management, RJ Bank and the Other segment. The Private Client Group segment includes the retail branches of the Company’s broker-dealer subsidiaries located throughout the United States, Canada and the United Kingdom. The Capital Markets segment includes institutional sales and trading in the United States, Canada and Europe. The Asset Management segment includes the operations of Eagle, the Eagle Family of Funds and other fee-based asset management programs. RJ Bank segment provides corporate loan, securities based loans (SB) and residential loans. Raymond James Financial, Inc. (NYSE:RJF) Recent Trading Information
Raymond James Financial, Inc. (NYSE:RJF) closed its last trading session down -0.08 at 75.44 with 513,810 shares trading hands.
